FINRA Jobs in Illinois
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Search Results - FINRA Jobs in Illinois
Portage Point Partners-Chicago
ability to develop new business across a network of corporate relationships, private equity sponsors, lawyers and/or lenders
• Maintains Series 79, 63 and 24 FINRA license or ability to obtain within 120 days of employment
• Experience with privately held...
appcast.io -
1 similar job: Atlanta
FutureSight-Chicago
officer, cites firm policy and SEC/FINRA regulations for every decision, and produces audit-ready evidence on demand — across marketing, communications, trading, policy, audit, and filings.
The platform is designed to operate alongside the systems...
workable.com -
Portage Point Partners-Chicago
in the Business Services sector with demonstrated ability to develop new business across a network of corporate relationships, private equity sponsors, lawyers and / or lenders
• Maintains Series 79, 63 and 24 FINRA license or ability to obtain within 120 days...
appcast.io -
RK Partners-Chicago
and follow-through.
• 1+ years of experience in financial services
• FINRA registered: 7/66 is a plus
Our Core Values
Growth Mindset:
You embrace learning, welcome feedback, and stay curious. You understand that skills are built over time—with persistence...
talentnest.com -
1 similar job: Kansas City
TIAA-Chicago
Years Preferred
FINRA Registrations
• SRC Indicator: Series 7; Series 63; Series 65; Series 66
Physical Requirements
• Physical Requirements: Sedentary Work
Career Level 6IC
Required Experience
• 2 years of experience in Securities sales within...
Chicago
and content-generation initiatives
Qualifications:
Minimum Requirements Include:
• Bachelor’s degree from an accredited institution required; Master’s level education preferred
• FINRA Series 7 and 63 licensing
• 8 or more years of experience working...
icims.com -
McCormack Schreiber Legal Search-Chicago
Significant broker-dealer legal and regulatory experience
• Experience advising on complex financial products, structured transactions, and the acquisition and integration of FINRA-regulated entities
• Proven track record leading legal teams and managing...
RK Partners-Chicago
Bachelor’s degree in finance, economics, accounting, financial planning, or related field
• FINRA Series 6 or 7 and Series 63 (required or obtainable within 6 months)
• Experience with Envestnet and custodial platforms strongly preferred
• Proven accuracy...
talentnest.com -
Thrivent-Crete (IL)
of “community” with and among members and prospects. The Associate reports to and is employed/contracted by the Financial Advisor. Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the sponsor...
Bloomington (IL)
Essentials (SIE), Series 6 license, and Series 63.
• Fingerprint, credit check and background check is required for sponsorship of FINRA licensing.
• Continued employment requires incumbents to receive sponsorship from State Farm VP Management Corp...
statefarm.com -
RK Partners-Chicago
in relevant conferences, home office learning opportunities, and technology additions & enhancements.
Required Qualifications:
• Bachelor’s Degree
• 2+ years of planning experience
• California Life & Health license
• FINRA Registration -Series 7, 66...
talentnest.com -
Rockford
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
icims.com -
Chicago
and cross-functional interactions.
• FINRA Series 7 and Series 63 or 66 licenses preferred, or willingness and ability to obtain required licenses within a defined timeframe based on business needs.
Organizational Structure
Reports to: Manager, Wealth...
corespaces.com -
Chicago
management, colleagues and peers; can influence outcomes without directing or commanding
• 4 Year/Bachelors degree or equivalent work experience (4 years of experience in lieu of Bachelors)
• Ability to travel up to 40
Nice:to:haves:
• Currently active FINRA...
tiptopjob.com -
Naperville
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
icims.com -
252 similar jobs: Boca Raton, Pierre, Manchester, Vestavia, Jonesboro...
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