FINRA Jobs in Illinois
1 - 15 of 330
Search Results - FINRA Jobs in Illinois
Talently-Wheaton (IL)-
Job Title: Assistant General Counsel
Location: Wheaton, IL (Onsite)
Compensation: $150K-240K+Bonus DOE
Skills: Corporate Experience related to either Securities (33 Act, public offerings), or M&As, Private Equity, Private Fund Offerings, FINRA...
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Talently-Wheaton (IL)-
funds, co-investment vehicles, PPMs, SEC and FINRA rules and regulations
We are a registered broker-dealer that needs an experienced Senior Compliance Officer or Assistant General Counsel to join our team. If you have 5+ years of compliance oversight...
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Fidelity Investments-Hillside (IL)-
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility
• Degree and/or other...
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Fidelity Investments-Deerfield (IL)-
and recommending solutions
• FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
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Talently-Wheaton (IL)-
vehicles, PPMs, SEC and FINRA rules and regulations
We are a registered broker-dealer that needs an experienced Senior Compliance Officer or Assistant General Counsel to join our team. If you have 5+ years of compliance oversight of private fund offerings...
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Fidelity Investments-Prospect Heights (IL)-
and recommending solutions
• FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
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JLL-Chicago-mindmatch.ai-
the organization.
Required Qualifications, Skills & Experience:
• Bachelors degree is required, preferably in a business-related field.
• 2 - 5 years of experience in sales support role or similar capacity required.
• Requirement in holding FINRA Series 7 and 63...
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Fidelity Investments-Joliet-
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility
• Degree and/or other...
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Fidelity Investments-Wauconda (IL)-
and recommending solutions
• FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
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Fidelity Investments-Homewood (IL)-
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility
• Degree and/or other...
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Fidelity Investments-Hoffman Estates-
and recommending solutions
• FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
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RK Partners-Chicago-talentnest.com-
portfolio reviews.
Required Qualifications:
• Bachelor’s degree, and/or equivalent work experience with strong interest in financial markets is preferred
• FINRA Registration (Series 7, 63 or 66)
• 2+ years of Investment Operations experience...
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1 similar job: West Los Angeles
Chicago-icims.com-
Wealth lines of business
• Investments and suitability analysis
• Advisor compensation, referrals, conflicts and disclosure requirements
• Experience with regulatory exams (OCC, SEC, FINRA and state)
• Wealth applicable certifications such as the CRCP...
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RK Partners-Chicago-talentnest.com-
additions & enhancements.
Required Qualifications:
• Bachelor’s Degree
• 2+ years of planning experience
• California Life & Health license
• FINRA Registration -Series 7, 66 and/or 65
Benefits:
We understand that our team members are the foundation...
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Chicago-aleragroup.com-
If Applicable)
This position may require:
• Active FINRA licenses required or the ability to obtain within the agreed-upon timeline.
• CFP® preferred or encouraged
• Ongoing continuing education to maintain active status
We're an equal opportunity employer...
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