FINRA Jobs in Brea
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Search Results - FINRA Jobs in Brea
Fidelity TalentSource LLC-Brea
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
mindmatch.ai -
MUFG-Los Angeles, 20 mi from Brea
environment
• Proactive attitude accustomed to taking initiative and solving problems
• FINRA Series 7, 63 or 79 license
The typical base for this role is $ 250,000 depending on job-related knowledge, skills, experience, and location. Depending on corporate...
appcast.io -
Fidelity TalentSource LLC-Brea
07 - FINRA, Series 63 - FINRA, Series 66 - FINRA
Company Overview
Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist...
mindmatch.ai -
PIMCO-Newport Beach, 22 mi from Brea
that all work is completed accurate and on time
• General knowledge of regulatory requirements applicable to US investment managers and broker-dealers, including the Investment Company Act of 1940 and Investment Advisers Act (knowledge of FINRA rules...
appcast.io -
Fidelity Investments-Brea
success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions...
efinancialcareers.com -
Edward Jones-Irvine, 14 mi from Brea
of relevant experience in securities/financial services industry preferred
• Series 7 and Series 66 required; if not currently registered, registrations may be obtained at Edward Jones during the assigned study period
• FINRA registrations are required within...
Fidelity TalentSource LLC-Seal Beach, 15 mi from Brea
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
mindmatch.ai -
New York Life-Anaheim, 6 mi from Brea
of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise in different areas...
talentnest.com -
Fidelity TalentSource LLC-Rancho Cucamonga, 22 mi from Brea
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
mindmatch.ai -
Fidelity TalentSource LLC-Los Angeles, 20 mi from Brea
resources to develop your career. /u00A0Note, the application window closes when the position is filled or unposted.
Certifications:
Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA
Company Overview
Fidelity Investments is a privately held company...
mindmatch.ai -
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