FINRA Jobs in Colorado
1 - 15 of 37
Search Results - FINRA Jobs in Colorado
Osaic Institutions-Westminster
Potential annual performance-based bonus for qualified FINRA-licensed candidates
About the Opportunity/n
We are seeking a motivated, highly organized, and client-focused Sales Associate to work directly with an established Executive Financial Advisor...
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Equitable Advisors-Fort Collins
entrepreneurial spirit with a desire to positively impact others' lives
• Collaboration: ability to work with and learn from top performers
• Work Authorization: must be authorized to work in the United States
Training & Development
• FINRA Sponsorship: provided...
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3 similar jobs: Miami, Tacoma, Secaucus
Empower-Denver
keeping system, Salesforce software
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• Investment Adviser Representative (IAR) registration required through the Series 65 or another qualifying examination or professional designation
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• FINRA fingerprinting upon hire
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What will set...
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4 similar jobs: Littleton, Aurora, Golden, Broomfield
Osaic Institutions-Westminster
bonus for qualified FINRA-licensed candidates
About the Opportunity
We are seeking a motivated, highly organized, and client-focused Sales Associate to work directly with an established Executive Financial Advisor located within a high-volume credit...
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Empower-Littleton (CO)
keeping system, Salesforce software
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• Investment Adviser Representative (IAR) registration required through the Series 65 or another qualifying examination or professional designation
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• FINRA fingerprinting upon hire
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What will set...
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1 similar job: Denver
Equitable Advisors-Denver
FINRA Sponsorship: provided for required FINRA licensing
• Preliminary Employment Period (PEP): comprehensive 120-day hands-on training
• Virtual University: access to Equitable Advisors' Virtual University for continuous learning
• Mentorship...
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Empower-Broomfield
keeping system, Salesforce software
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• Investment Adviser Representative (IAR) registration required through the Series 65 or another qualifying examination or professional designation
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• FINRA fingerprinting upon hire
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What will set...
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3 similar jobs: Golden, Littleton, Aurora
Equitable Advisors-Denver
spirit with a desire to positively impact others' lives
• Collaboration: ability to work with and learn from top performers
• Work Authorization: must be authorized to work in the United States
Training & Development
• FINRA Sponsorship: provided...
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JPMorganChase-Silverthorne
and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, N.A...
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Equitable Advisors-Denver
entrepreneurial spirit with a desire to positively impact others' lives
• Collaboration: ability to work with and learn from top performers
• Work Authorization: must be authorized to work in the United States
Training & Development
• FINRA Sponsorship: provided...
Read more
Fort Collins
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
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icims.com -
Denver Wealth Management-Greenwood Village
Proficiency with Microsoft Office
Preferred Qualifications
• Experience with LPL home office and/or ClientWorks
• FINRA Series 7 license highly valued (or willingness to obtain)
• FINRA Series 63 & 65 licenses (or FINRA 66)
• Bachelor’s degree
• Experience...
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trinethire.com -
WealthBridge Financial Group-Pueblo
and Health License required
• FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held)
• Demonstrated success in client development, planning, and relationship management
• Leadership ability with a strong...
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workable.com -
Denver
Comply with LFDs policies and procedures
What we're looking for
Must:Haves
stylelist:style:type:disc:
• 3:5 years' external sales experience in the financial services industry that directly aligns with the specific responsibilities
:FINRA Series SIE, 6...
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tiptopjob.com -
2 similar jobs: Baton Rouge, Houston
VisionSpark-Colorado Springs
with FINRA, broker-dealer, affiliation, and other regulatory requirements
• Build a culture of accountability, urgency, continuous improvement, and thoughtful execution while protecting Life Well Lived’s values
• This is a full-time, hybrid role based...
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hiringthing.com -
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