FINRA Jobs in Parker (CO)
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Search Results - FINRA Jobs in Parker (CO)
Mutual of Omaha-Parker (CO)
at Life and Health exam.
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self...
Fidelity TalentSource LLC-Greenwood Village, 12 mi from Parker (CO)
develop your skills, and gain new experiences.
• First four months, prepare to become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 and 63 licenses, fully paid...
mindmatch.ai -
Mutual of Omaha-Parker (CO)
at Life and Health exam.
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self...
Empower-Littleton (CO), 14 mi from Parker (CO)
such as assisting in the training of new Financial Advisor hires and conducting presentations to groups of clients around the country.
What you will bring
• Bachelor's Degree or higher in business, finance, or related field.
• FINRA Series 7, 63, and 65 FINRA...
Mutual of Omaha-Parker (CO)
at Life and Health exam.
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self...
Empower-Littleton (CO), 14 mi from Parker (CO)
listening, verbal, and presentation skills.
• In-depth understanding of retail investment vehicles and qualified retirement plans.
• FINRA Series 7, 63, and 65 (or 66) registrations required.
• FINRA fingerprinting required.
What Will Set You Apart...
Confidential-Denver, 24 mi from Parker (CO)
Investment Adviser Representative designation, FINRA Series 65, or a combination of FINRA Series 7 & 66, or other qualifying financial professional designations. The role requires a proven track record of bringing in new investor business, as well...
mindmatch.ai -
Empower-Littleton (CO), 14 mi from Parker (CO)
satisfaction
• College degree or extensive industry experience required
• Series 65 or equivalent required
• Must possess a clean U4 record. FINRA fingerprinting required
What will set you apart
• CFP preferred
• The ability to compare and contrast...
Confidential-Denver, 24 mi from Parker (CO)
or equivalent experience, and have at least 5 years of prior wholesaling experience in the bank and/or wirehouse distribution channels. A FINRA 6 or 7, 63, and Life and Health license are required. The ideal candidate will have proven sales competence...
mindmatch.ai -
Mutual of Omaha-Parker (CO)
at Life and Health exam.
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self...
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