FINRA Jobs in San Diego

• Bachelors degree in business, finance, or economics preferred or relevant experience.
• Must be able to travel up to 15% of the time.
• FINRA Series 99 and SIE required; additional...

• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self-motivated...

the right person in our areas of expertise, but knowledge of FINRA, financial services, labor law, and complex business transactions is a plus. Must be able to assume primary responsibility for all aspects of a case working under the supervision of a partner...

• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self-motivated...

• FINRA series 7 securities registration; Life, Accident & Health licenses; Series 65 or 66 a plus.
• Phenomenal communication, presentation, public-speaking and interpersonal skills.
• Strong...

• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self-motivated...

• Experience with MS Excel and Word, and the internet, required.
• Experience with a financial planning software program(s) preferred.

Certificates, Licenses, Registrations:

• Required: FINRA Series 7/66, or 63/65...

• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self-motivated...

Must be able to successfully pass...

Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must...