FINRA Jobs in Scottsdale
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Search Results - FINRA Jobs in Scottsdale
Walton Global-Scottsdale
and the benefits and risks of investing in Walton project offerings.
• Provide information and respond to questions in order to allow Advisors to comply with applicable FINRA and SEC rules and regulations.
• Responsible for managing the External’s schedule...
mindmatch.ai -
Mutual of Omaha-Scottsdale
and Health exam.
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self-motivated...
Equitable Advisors-Scottsdale
to onboarding
• We will sponsor your pursuit of FINRA Series 7 and 66 registrations (to be completed on your own timebut no later than within 240 days of joining)
• Results-driven, highly motivated, self-starter who possesses integrity, a strong work ethic...
mindmatch.ai -
Mutual of Omaha-Scottsdale
and Health exam.
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self-motivated...
Equitable Advisors-Scottsdale
to onboarding
• We will sponsor your pursuit of FINRA Series 7 and 66 registrations (to be completed on your own timebut no later than within 240 days of joining)
• Results-driven, highly motivated, self-starter who possesses integrity, a strong work ethic...
mindmatch.ai -
Mutual of Omaha-Scottsdale
and Health exam.
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self-motivated...
Equitable Advisors-Scottsdale
licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus)
• Results-driven, highly motivated, self-starter who possesses integrity, a strong work ethic and the desire to help others plan for and protect their financial futures
• Team player...
mindmatch.ai -
Mutual of Omaha-Scottsdale
and Health exam.
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self-motivated...
Laffer Tengler Investments-Scottsdale
resourceful, and impeccable follow-through.
• The individual must be located in or willing to relocate to Scottsdale, AZ.
• FINRA Series 65, (or ability to obtain upon hire). Series 7 is desirable.
What we offer:
• A collaborative environment that enables...
mindmatch.ai -
Mutual of Omaha-Scottsdale
and Health exam.
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self-motivated...
Bradley Wealth-Scottsdale
of FINRA and SEC sanctioned trading rules, Pershing Brokerages internal trading policies and procedures, and Clearings functions
• Detailed knowledge of the securities industry and capital markets
• Associates in this position should possess an advanced...
mindmatch.ai -
Prudential Financial-Scottsdale
Affiliate phase, during which you will study towards obtaining the required FINRA and resident state licenses, with the cost of fees and exam study materials from approved vendors covered by the Company. Upon successful completion of the Pre-Contract...
mindmatch.ai -
Walton Global-Scottsdale
sales goals.
• Maintain relevant knowledge and understanding of financial industry, FINRA, and regulatory topics as they relate to Walton’s business practices.
• Continue to have a strong knowledge base of competitors products and ability...
mindmatch.ai -
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