FINRA Jobs in Seal Beach
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Search Results - FINRA Jobs in Seal Beach
Fidelity TalentSource LLC-Seal Beach
with Fidelity.
The Expertise We re Looking For
• FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Financial services experience preferably in financial planning
• Degree...
mindmatch.ai -
Edward Jones-Irvine, 19 mi from Seal Beach
of relevant experience in securities/financial services industry preferred
• Series 7 and Series 66 required; if not currently registered, registrations may be obtained at Edward Jones during the assigned study period
• FINRA registrations are required within...
Fidelity TalentSource LLC-Los Angeles, 18 mi from Seal Beach
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
mindmatch.ai -
MUFG-Los Angeles, 18 mi from Seal Beach
environment
• Proactive attitude accustomed to taking initiative and solving problems
• FINRA Series 7, 63 or 79 license
The typical base for this role is $ 250,000 depending on job-related knowledge, skills, experience, and location. Depending on corporate...
appcast.io -
Fidelity TalentSource LLC-Los Angeles, 18 mi from Seal Beach
component to the role of the Wealth Management Planning Consultant.
The Expertise We re Looking For
• FINRA Series 7 & 63 licensed; Series 65 or 66 licensed (OR ability to acquire series 65/66 upon hire) and Life Insurance license
• Financial Services...
mindmatch.ai -
New York Life-Westminster (CA), 5 mi from Seal Beach
of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise in different areas...
talentnest.com -
Fidelity TalentSource LLC-Los Angeles, 18 mi from Seal Beach
with clients every single day./u00A0
The Expertise We re Looking For
• FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• 1-3 years in financial services with an emphasis...
mindmatch.ai -
PIMCO-Newport Beach, 18 mi from Seal Beach
that all work is completed accurate and on time
• General knowledge of regulatory requirements applicable to US investment managers and broker-dealers, including the Investment Company Act of 1940 and Investment Advisers Act (knowledge of FINRA rules...
appcast.io -
Fidelity TalentSource LLC-Rancho Cucamonga, 38 mi from Seal Beach
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
mindmatch.ai -
Costa Mesa, 11 mi from Seal Beach
and securities brokers (FINRA).
Although we would prefer that you have some experience in professional liability law, we are also interested in working with developing talented attorneys who come to us with excellent skills in any litigation arena. If you have...
icims.com -
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