Investment Advisor Jobs in Boston

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Search Results - Investment Advisor Jobs in Boston

Investment Management Associate Attorney

SourcePro Search-Boston-appcast.io-5 days ago

SourcePro Search has a fantastic opportunity for an experienced Management Associate with: • strong document drafting experience, negotiating and interpersonal skills, and experience in fund and investment adviser formation, both domestic...

Compliance Manager, US

Novo Holdings-Boston-resume-library.com-4 days ago

Novo Holdings is seeking an experienced compliance professional to join our US team as Manager of Compliance. The ideal candidate will bring deep expertise in the Investment Advisers Act of 1940 and a strong background supporting private equity...

Regulatory Operations Consultant

MassMutual-Boston-yesterday

of application • Compliance or supervision experience with a FINRA registered Broker-Dealer and/or SEC Registered Investment Advisor • Critical Thinking: thoughtful process of analyzing data and problem-solving data to reach a well-reasoned solution • Ability...

Conflicts Compliance Officer

SGA Inc.-Boston-resume-library.com-4 days ago

of experience in investment management compliance or legal practice. The candidate will have substantial understanding of and experience with the Investment Advisers Act of 1940 and its application to conflicts of interest in an investment management setting...

Strategic Project Consultant

MassMutual-Boston-yesterday

The Opportunity As a Strategic Project Consultant in the Wealth Management Advisory Oversight team, you will lead a portfolio of small to mid-sized projects that improve governance, mitigate risk, and enhance process efficiency across investment...

Principal Search Engineer (Solr/OpenSearch)

Fidelity Investments-Boston-today

by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations...

Director, Financial Planning - Boston, MA

Edelman Financial Engines-Boston-appcast.io-4 days ago

a better financial future. We are a fiduciary and neither the firm nor our advisors seek or accept financial incentives, commissions or third‑party compensation for any of the investments or recommendations we offer our clients. In addition you will engage...

Director, Architecture

Fidelity Investments-Boston-yesterday

and learning resources to develop your career. Note, the application window closes when the position is filled or unposted. Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers...

Sr. Channel Marketing Consultant - ETFs

Federated Hermes, Inc.-Boston-jobvertise.com-1 week ago

marketing efforts and product launches for our suite of ETF products. In collaboration with marketing colleagues and internal stakeholders, the Sr. Channel Marketing Consultant will leverage knowledge of ETF products and of the Registered Investment Advisor...

Security Representative

Fidelity Investments-Boston-today

of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self...

Director, Architecture

Fidelity Investments-Boston-today

career. Note, the application window closes when the position is filled or unposted. Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment...

Security Representative

Fidelity-Boston-mindmatch.ai-2 days ago

Financial Advisor

Boston-icims.com-5 days ago

that focuses on: Planning Experience • Asset & Income Protection • Education Funding • Investment & Advisory Services • Trust Services • Retirement Solutions • Business Needs Analysis Northwestern Mutual’s proprietary planning software helps you educate...

Director, External Audit Engagement

Fidelity Investments-Boston-today

or unposted. Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment...

Compliance Analyst

Robert Half-Boston-roberthalf.com-3 weeks ago

and maintain accurate documentation processes. At least 2-5 years of compliance or risk management experience for a broker-dealer or investment advisor is required, along with a FINRA Series 7, 24, and 63/66 licenses. This role requires candidates...