Investment Advisor Jobs in Massachusetts
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Search Results - Investment Advisor Jobs in Massachusetts
Ascensus-Lowell
A leading savings plan service provider seeks a Chief Compliance Officer for overseeing compliance and managing a team in Newton, MA. The role requires a minimum of 15 years of experience in broker-dealer and investment advisor compliance, as well...
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Rise North Capital-Quincy (MA)
Job Description
Chief Compliance Officer (Part-Time, On-Site)
Rise North Capital Investment Advisors
Braintree, MA | 20 Hours Per Week | $50/hour | W-2
About Rise North
Rise North Capital is a growth-focused financial advisory and leadership...
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Ascensus-Boston
A leading savings plan service provider seeks a Chief Compliance Officer for overseeing compliance and managing a team in Newton, MA. The role requires a minimum of 15 years of experience in broker-dealer and investment advisor compliance, as well...
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CFS-Cambridge
employees)
• Analyze expense categories and create corresponding dashboards
• Correspond with investment advisors
Background Expectations for the Controller:
• Bachelor degree in Accounting or experience equivalent
• 5+ years in accounting with 2+ years...
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Ascensus-Worcester
A leading savings plan service provider seeks a Chief Compliance Officer for overseeing compliance and managing a team in Newton, MA. The role requires a minimum of 15 years of experience in broker-dealer and investment advisor compliance, as well...
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Waltham (MA)
to the table, and we will do the same. Together, we can build a better future for our advisors, their clients, our company, and you.
About Commonwealth
Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser, provides a suite...
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icims.com -
Ascensus-Boston
management, and acting as a liaison with regulators. The ideal candidate has a strong background in investment advisor compliance and excellent leadership skills. This position offers a hybrid work model based in Newton, MA, with competitive salary...
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Beacon Pointe Advisors LLC-Boston
Job Description
We are currently seeking qualified candidates to join Beacon Pointe Advisors as an Associate Wealth Advisor in our Boston, MA office. The ideal candidate will be responsible for assisting in client advisory, investment management...
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primepay-recruit.com -
Ascensus-Boston
and investment advisor compliance. The successful candidate will manage a team, ensure adherence to regulations, and maintain strong relationships with regulators. Competitive compensation package includes benefits and relocation assistance.
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Michael Page-Boston
About Our Client
A global investment organization offering a diverse suite of asset management and advisory products. The firm emphasizes strong governance, a forward‑looking risk culture, and disciplined oversight across all investment...
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michaelpage.com -
Jobs-Boston
in compliance
Qualifications
12. 15 years of regulatory compliance experience, with at least 8 years an established investment manager
Has a strong knowledge of the securities laws (e.g., the Investment Advisers Act of 1940) and experience with CFTC...
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jobvertise.com -
Robert Half-Boston
oversees consolidated financial activities across multiple investment advisors and geographic entities, including regions such as Asia Pacific, Europe, and India. Key responsibilities include processing invoices, managing accounts payable, supporting tax...
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roberthalf.com -
Waltham (MA)
self to the table, and we will do the same. Together, we can build a better future for our advisors, their clients, our company, and you.
About Commonwealth
Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser, provides...
Read more
icims.com -
Robert Half-Boston
I’m currently partnering on an exciting opportunity for an Operations Associate to join a well-established and growing investment advisory firm. This role supports a team serving high-net-worth individuals, families, and institutional clients...
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roberthalf.com -
Waltham (MA)
looking for a senior financial advisor, house accounts, to join our ranks. Commonwealth’s employee advisors provide investment solutions and holistic financial advice to investors virtually and over the phone.
They help maintain our existing book...
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icims.com -
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