Investment Advisor Jobs in Lowell
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Search Results - Investment Advisor Jobs in Lowell
Ascensus-Lowell
and investment advisor sectors. Responsibilities include ensuring adherence to regulations, managing compliance training, and liaising with regulators. The ideal candidate will have exceptional negotiation and leadership skills, along with a bachelor's degree...
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Ascensus-Lowell
guidance to senior management. The ideal candidate has 15+ years of compliance experience in broker-dealer and investment advisor roles, with expertise in securities regulations. This hybrid position offers a competitive salary and comprehensive benefits...
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Ascensus-Lowell
of compliance professionals. The ideal candidate should have at least 15 years of experience in broker-dealer and investment advisor compliance, along with necessary securities licenses and certifications. The position also requires strong leadership...
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Ascensus-Lowell
A leading savings plan service provider seeks a Chief Compliance Officer for overseeing compliance and managing a team in Newton, MA. The role requires a minimum of 15 years of experience in broker-dealer and investment advisor compliance, as well...
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Ascensus-Lowell
senior management on regulatory initiatives. Candidates should have extensive experience in broker-dealer and investment advisor compliance, as well as strong managerial and communication skills. This hybrid position is based in Newton, MA and offers...
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Ascensus-Lowell
and investment advisor compliance. The successful candidate will manage a team, ensure adherence to regulations, and maintain strong relationships with regulators. Competitive compensation package includes benefits and relocation assistance.
#J-18808-Ljbffr...
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Ascensus-Lowell
management, and acting as a liaison with regulators. The ideal candidate has a strong background in investment advisor compliance and excellent leadership skills. This position offers a hybrid work model based in Newton, MA, with competitive salary...
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Ascensus-Lowell
management on regulatory issues. Candidates should have a strong background in broker-dealer and investment advisor compliance, ideally with 15+ years of experience. This hybrid role is based in Newton, MA and offers competitive salary and benefits.
#J-18808...
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Ascensus-Lowell
and investment advisor compliance. The ideal candidate will have a strong understanding of securities regulations and exceptional leadership skills. Alongside competitive compensation, the firm offers benefits including 401(k) match and health insurance.
#J-18808...
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Ascensus-Lowell
and investment advisor sectors. Candidates must possess strong leadership and communication skills, with at least 15 years of relevant experience. Salary range is competitive, plus benefits including 401(k) match and health insurance.
#J-18808-Ljbffr...
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Ascensus-Lowell
and tomorrow.
The Chief Compliance Officer is responsible for overseeing and managing the compliance of Ascensus’s operating businesses and its broker-dealers, registered investment advisors and transfer agents ensuring adherence to laws, regulations...
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Ascensus-Lowell
A leading compliance service provider in Massachusetts seeks a Chief Compliance Officer to oversee compliance for multiple business units, including broker-dealers and investment advisors. The role requires an advanced degree and at least 15 years...
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Ascensus-Lowell
A leading financial services firm is searching for a Chief Compliance Officer who will oversee compliance for broker-dealers and investment advisors. This hybrid role requires a minimum of 15 years of experience in compliance, with a strong emphasis...
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Ascensus-Lowell
A leading compliance service provider seeks a Chief Compliance Officer to oversee compliance operations across its broker-dealers and investment advisers. This role involves advising on regulatory initiatives and managing a team of compliance...
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Ascensus-Lowell
A leading financial services firm is looking for a Chief Compliance Officer to oversee compliance across its operating businesses. This critical role demands over 15 years of experience in compliance within broker-dealers and investment advisors...
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