Investment Advisor Jobs in Connecticut
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Search Results - Investment Advisor Jobs in Connecticut
Hondo Holdings-Norwalk (CT)
and growing financial platform. The successful candidate will oversee all compliance functions across our registered investment advisor (RIA) and broker-dealer (BD) — working in close partnership with the firm’s outside compliance consultant — while...
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New Haven
that focuses on:
Planning Experience
• Asset & Income Protection
• Education Funding
• Investment & Advisory Services
• Trust Services
• Retirement Solutions
• Business Needs Analysis
Northwestern Mutual’s proprietary planning software helps you educate...
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icims.com -
Trevose Partners-Greenwich (CT)
and other strategic initiatives involving investment vehicles
• .Advise business, product, compliance, and operations teams on matters arising under the Investment Company Act of 1940, Investment Advisers Act of 1940, and other applicable securities laws...
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Clinton Investment Management, LLC-Stamford
Clinton Investment Management, LLC (“CIM”), an SEC registered investment adviser with $4 billion in AUM, specializes in the professional management of municipal bond portfolios on behalf of High-Net-Worth, Ultra-High-Net-Worth, and Institutional...
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Procyon-Shelton (CT)
Institutional Client Service Associate
WHO WE ARE
Procyon is a vibrant and growing wealth management platform comprised of a Registered Investment Advisor (RIA), Benefits, Tax and Risk practices. As a wealth management firm, we currently have...
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Windsor Federal Bank-Windsor (CT)
Relationships: Proactively develop and nurture referral relationships with real estate professionals, attorneys, investment advisors, internal bank employees, and community organizations to drive loan originations.
• Client Engagement: Conduct in-person, phone...
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