Investment Advisor Jobs in Stamford
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Search Results - Investment Advisor Jobs in Stamford
Atlantic Group-Stamford
related discipline
• 2-6 years of relevant work experience with a financial institution such as a broker/dealer, consulting firm, registered investment adviser, regulatory agency, or other financial institution
• Prior experience with the Investment...
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Atlantic Group-Stamford
A financial services company is seeking a General Counsel (Investment Management) in Stamford, CT. This role oversees legal matters related to investment adviser regulation, private fund issues, and structured credit transactions.
Candidates should...
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Smith Arnold Partners-Stamford
regulatory, and governance matters for the adviser and related investment vehicles. This role requires a business-oriented legal executive with deep experience in investment management and mortgage finance who can balance regulatory rigor with practical...
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Clinton Investment Management, LLC-Stamford
Clinton Investment Management, LLC (“CIM”), an SEC registered investment adviser with $4 billion in AUM, specializes in the professional management of municipal bond portfolios on behalf of High-Net-Worth, Ultra-High-Net-Worth, and Institutional...
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Atlantic Group-Stamford
in Stamford, CT for our client. This senior legal leadership role oversees investment adviser regulation, private fund legal matters, and structured credit transactions across an SEC-registered platform. You will advise executive leadership on fund formation...
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Jackson, Grant Investment Advisers, Inc.-Stamford
in North Stamford, CT.
Company Description
Jackson, Grant Investment Advisers, Inc. specializes in serving high-net-worth individuals (minimum $5 million) who require a sophisticated fiduciary boutique setting within a culture of honor, commitment...
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Atlantic Group-Stamford
with senior leadership to manage restricted lists, side letters, and global compliance risk across multi-asset investment strategies.
Responsibilities as the Compliance Counsel (Hedge Fund):
• MNPI & Information Barrier Oversight: Advise investment teams...
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Fidelity Investments-Stamford
expectations for this position.
Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing...
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Fidelity Investments-Stamford
with your recruiter for the specific expectations for this position.
Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940...
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TEEMA Solutions Group-New York, 34 mi from Stamford
is a private capital ecosystem where capital meets talent. We connect fund managers, investors, operators, and analysts through real deal flow, institutional-grade frameworks, and curated relationships.
Senior Investment Advisors represent a top-tier role...
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