Investment Advisor Jobs in Los Angeles
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Search Results - Investment Advisor Jobs in Los Angeles
Paulson Investment Company, LLC-Los Angeles
You must have an active Series 7 license for this position to be considered ***
Paulson Investment Company, LLC is a boutique investment banking, wealth management, execution services, and retail brokerage and advisory firm focused on the micro...
Ares Management-Los Angeles
Prepare quarterly GAAP consolidated financial statements for an SEC-registered investment advisor, a controlled portfolio company of the BDC.Preparation of quarterly footnote and MD&A disclosures and other analyses, as neededOversee and review monthly NAV...
Providence Financial and Insurance Services, Inc.-Los Angeles
and easy)
What You Bring:
• Active licensing required: Series 7 and 66, OR Series 65, OR otherwise qualified to act in a fiduciary capacity as an Investment Advisor Representative (IAR)
• Strong understanding of retirement planning and investment...
CIM Group-Los Angeles
an impact today!POSITION PURPOSE:Reporting to the Vice President, Compliance, the AVP supports and helps execute the compliance program for CIM's registered and non-registered investment advisers. This role is responsible for leading key compliance processes...
Northern Trust-Los Angeles
Overview
In this role you drive investment activities for a growing set of high-value client portfolios within a wealth management context. You collaborate with Investment Advisors and cross-functional teams to align strategies with client...
Columbia Bank-Los Angeles
advisor, certified financial planner, investment advisor Representative, or wealth manager.Strong marketing and business development skills, keeping the best interest of the client in mind.Ability to develop and maintain rapport via phone, webinar...
Maven Ventures-Los Angeles
and easy-to-use financial products that help modern investors grow and manage their money.
We started with the ambition to transform the investment advisory business. By automating strategies typically reserved for the wealthy, we unlocked access to high...
appcast.io -
Winget, Spadafora & Schwartzberg, LLP-Los Angeles
and Boulder CO. WSS is an industry leader in securities litigation and regulatory defense for broker-dealers, financial professionals and registered investment advisors. WSS also defends Professional Liability (including Attorneys, Accountants, Architects...
Green Key Resources-Los Angeles
audits and regulatory exams. The role offers remote work with occasional client travel and a path to FINRA licensing. You’ll work with broker-dealers, investment advisers, and funds to strengthen financial controls and analysis.
Compensation / Benefits...
Affinity Executive Search-Los Angeles
they're not investment advisors like at Morgan Stanley. They're doing the back-office number crunching to make sure the company's books properly reflect the cost and liability of giving employees equity, and ensuring everyone pays the right taxes when...
USAA - United Services Automobile Association-Los Angeles
with compliance policies
Key requirements
• Bachelor or 4 years of relevant education/experience (total 12 years without bachelor’s degree)
• 8 years of progressive wealth management or investment advisory leadership experience
• 3 years of direct team lead...
CyberCoders-Los Angeles
and supporting the delivery of tailored investment solutions.Key ResponsibilitiesServe as a primary point of contact for client inquiries by phone, email, and in person, delivering timely, professional responses and escalating complex issues to advisors when...
Los Angeles
that focuses on:
Planning Experience
• Asset & Income Protection
• Education Funding
• Investment & Advisory Services
• Trust Services
• Retirement Solutions
• Business Needs Analysis
Northwestern Mutual’s proprietary planning software helps you educate...
icims.com -
Pavago-Los Angeles
one of our clients, Artha, is hiring a Head of Sales & Distribution to build and lead its commercial strategy across RIAs, family offices, and institutional investors.
Artha is a portfolio intelligence platform built for financial advisors, wealth...
appcast.io -
Threadline Wealth-Los Angeles
Senior Wealth Advisor | Los Angeles, CA
About Threadline Wealth
Threadline Wealth is an independent SEC-registered investment adviser serving high-net-worth individuals, families, and business owners. We combine sophisticated wealth management...
trinethire.com -
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