Investment Advisor Jobs in San Jose

1 - 10 of 10

Search jobs in

1 - 10 of 10

Search Results - Investment Advisor Jobs in San Jose

Senior Wealth Advisor

Beacon Pointe Advisors LLC-San Jose

Advisors Beacon Pointe Advisors is one of the nation’s largest Registered Investment Advisor firms with headquarters in Southern California and affiliate offices nationwide. Beacon Pointe provides advisory services to a range of clients, including...

primepay-recruit.com - 2 days ago

J.P. Morgan Wealth Management -Vice President, Business Development Consultant - San Jose and I[...]

JPMorgan Chase & Co.-San Jose

through J.P. Morgan Securities LLC (JPMS), a registered broker‑dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance...

appcast.io - 3 days ago

Financial Advisor

San Jose

that focuses on: Planning Experience • Asset & Income Protection • Education Funding • Investment & Advisory Services • Trust Services • Retirement Solutions • Business Needs Analysis Northwestern Mutual’s proprietary planning software helps you educate...

icims.com - 2 days ago

Chief Compliance Officer / Deputy General Counsel

Cardea Group-San Jose

and ongoing compliance obligations • Advise on key regulatory requirements impacting investment advisers and private funds • Monitor and enforce policies related to conflicts of interest, personal trading, MNPI, and code of ethics • Review and approve investor...

yesterday

Financial Consultant - Palo Alto, CA

Fidelity Investments-San Jose

be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement...

yesterday

Financial Consultant - St. Louis, MO

Fidelity Investments-San Jose

of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self...

yesterday

Financial Consultant - Palo Alto, CA

Fidelity Investments-Milpitas, 3 mi from San Jose

yesterday

Associate, Private Wealth Client Services

Cresset-Menlo Park (CA), 17 mi from San Jose

respective subsidiaries and affiliates. Cresset Asset Management, LLC, also conducts advisory business under the names of Cresset Sports & Entertainment, CH Investment Partners, and Cresset Capital. Cresset provides investment advisory, family office...

yesterday

Associate Wealth Advisor

Beacon Pointe Advisors LLC-Pleasant Hill (CA), 40 mi from San Jose

Job Description We are currently seeking qualified candidates to join Beacon Pointe Advisors as an Associate Wealth Advisor in our Pleasant Hill, CA office. The ideal candidate will be responsible for assisting in client advisory, investment...

primepay-recruit.com - 1 month ago

Corporate Paralegal

Lidow PC-Berkeley, 40 mi from San Jose

and annual filings, securities filings (Form D and blue sky), and investment adviser filings (Form ADV) • Create incoming client files, with first drafts of documents • Create closing sets • Assist with invoicing Your compensation: $70,000-$80,000/year...

yesterday