Investment Advisor Jobs in New York
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Search Results - Investment Advisor Jobs in New York
Larson Maddox-New York
and fulfilling.
Responsibilities:
• Play a lead role in the formation, structuring, and maintenance of various funds and investment products
• Ensure compliance with various SEC and FINRA regulations including Investment Advisers and Investment Company Acts...
mindmatch.ai -
Energy Impact Partners-New York
and investment adviser compliance. The individual filling this role will report directly to the Compliance Officer. This role will be based in New York City and provides flexibility to work from home.
Key areas of responsibility:
Support the Compliance Officer...
resume-library.com -
North Bridge Staffing Group-New York
Finance, or a related field.
• 1-2+ years of legal/compliance or relevant experience, demonstrating a solid understanding of financial markets, products, services, and procedures.
• Experience in Broker-Dealer, Investment Advisor, or Banking compliance...
mindmatch.ai -
Tandym Health-New York
An investment advisor located in New York City is actively seeking a dynamic and experienced professional to join their staff as their new Vice President of Portfolio Finance. In this role, the Vice President of Portfolio Finance will position...
Lenmar Consulting, Inc.-New York
Valuation Process
o Collect / consolidate information from team
• Annual Meeting / Investor Advisory Committee Meetings
o Invitations
Assist with invite list generation and liaise with Brokerage events team on distribution (Annual Meeting only)
Send...
resume-library.com -
BNY Mellon-New York
LifeAtBNYMellon is all about.
We’re seeking a future team member for the role of VP, ETF ADVISOR COMPLIANCE to join our Investment Management Compliance team. This role is located in New York City, NY - HYBRID.
In this role, you’ll make an impact...
Hired by Matrix-New York
Process
Collect / consolidate information from team
Annual Meeting / Investor Advisory Committee Meetings:
Invitations:
Assist with invite list generation and liaise with events team on distribution (Annual Meeting only).
Send calendar invites...
resume-library.com -
New York
Overview:
Marathon is a New York-based global investment advisor with over $22 billion of capital under management. The firm was founded in 1998 and is managed by Bruce Richards (Co-Founder & CEO) and Louis Hanover (CoFounder & CIO) and employs...
icims.com -
Morgan Stanley-New York
Morgan Stanley Investment Management (MSIM"), together with its investment advisory affiliates, operates in 23 countries with $1.5 Tn in assets under management or supervision as of December 31, 2023. Morgan Stanley Investment Management strives...
efinancialcareers.com -
Social Capital Resources LLC-New York
products; convey sales ideas; provide product information; and gather marketing data.
Consult with investment advisors to understand needs and cross sell products as appropriate.
Provide service to investment professionals including hypothetical reports...
resume-library.com -
Michael Page-New York
role requires strategic thinking, leadership skills, and deep expertise in AML regulations specific to the financial services industry. They specialize in providing financial services such as trading, investment advisory, and asset management...
Social Capital Resources LLC-New York
and Client broker-dealer regulation and regulatory environment
Trade Surveillance experience is a must
Must have working knowledge of Investment Advisors Act of 1940
Experience with Mutual Funds
Familiarity within a regulatory, legal, compliance...
resume-library.com -
Illapa Search-New York
financial institutions, hedge fund managers, private equity firms, investment advisers, family offices and institutional investors. The team also advices on all aspects of funds, managed accounts and other investment vehicles, including fund formation...
mindmatch.ai -
Freelance Recruiters-New York
with the Product Development and M&A teams to shape the future roadmap of this firm's advisor technology platform, vet and convince other top wealth managers to join the firm.
Requirements
• 10+ years of investment advisory experience
• An existing client book...
workable.com -
Page Executive-New York
/Private Funds group of a top law firm
• Strong knowledge of the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRA regulations
• Team player
• Excellent...
pageexecutive.com -
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