Investment Advisor Jobs in New York State
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Search Results - Investment Advisor Jobs in New York State
Atlantic Group-New York-appcast.io-
Job Overview – Compliance Attorney (Investment Adviser)
Compensation: $200,000 – $300,000/year base ($425,000 All-In)
Location: New York, NY
Schedule: Monday to Friday (In-Office)
Atlantic Group is hiring a Compliance Attorney (Investment...
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New York Life-Victor (NY)-mindmatch.ai-
An established financial services firm in Victor, NY, is seeking a dedicated Financial Professional for a full-time hybrid role. You will provide personalized financial planning and investment advice, analyze financial data, and maintain detailed...
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Atlantic Group-New York-appcast.io-
A compliance solutions provider is seeking a Compliance Attorney (Investment Adviser) in New York, NY. In this role, you will manage compliance programs, oversee regulatory filings, and advise investment teams on federal securities laws.
Ideal...
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Social Capital Resources-New York-
Job Description
Top-Tier Investment Management Firm is seeking an Investment Advisory Client Services Associate!
Responsibilities:
• Responsible for new account onboarding, distribution of statements and invoices, maintaining distribution lists...
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TEEMA Solutions Group-New York-appcast.io-
is a private capital ecosystem where capital meets talent. We connect fund managers, investors, operators, and analysts through real deal flow, institutional-grade frameworks, and curated relationships.
Senior Investment Advisors represent a top-tier role...
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Autopilot-New York-
gen trading app and registered investment advisor (RIA) that makes professional-style investing accessible to everyone. Users can autopilot the portfolios of politicians, public figures, and top investors, or create and launch their own fund for others...
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TEEMA Solutions Group-New York-appcast.io-
A private capital ecosystem firm seeks experienced Senior Investment Advisors to provide strategic advisory services across investment strategies and deal structures. As independent contractors, advisors will guide fund managers and investors...
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Focus Financial Partners-Boston (NY)-mindmatch.ai-
in the registered investment advisor space.
Prior in-house legal experience is required.
Proven expertise in contract negotiation, drafting, and review, with the ability to manage complex agreements efficiently.
Demonstrated ability to manage and prioritize...
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TEEMA Solutions Group-New York-appcast.io-
A private capital advisory firm in New York seeks Senior Investment Advisors to provide strategic guidance and capital advisory support. This independent contractor role offers flexible compensation ranging from $200 to $500 per hour, based...
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Taurus Search-New York-
Job Description
Client Support Specialist – WealthTech / RIA Focus
My client was founded in 2017 to help financial advisors better secure their clients' financial futures. They focus on independent Registered Investment Advisers (RIAs), delivering...
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Global Inspector AI-Poland (NY)-mindmatch.ai-
sales or investment advisory
Strong global network of investors, accelerators, or financial partners and network in financial hubs and/or emerging capital markets
Ability to present and pitch tech-driven products with clarity and credibility
Excellent...
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ITE MGMT-New York-workable.com-
at a CORPORATE law firm or in the legal and/or compliance departments of a U.S. registered investment adviser
• Previous AML/KYC and entity management experience a plus
• Excellent verbal and written skills
• Excellent time management skills with attention...
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iCapital-New York-mindmatch.ai-
the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRA regulations
Member in good standing of Utah Bar, another state or jurisdiction
Law firm or in-house experience at an asset management firm is a plus...
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Oswego (NY)-icims.com-
that focuses on:
Planning Experience
• Asset & Income Protection
• Education Funding
• Investment & Advisory Services
• Trust Services
• Retirement Solutions
• Business Needs Analysis
Northwestern Mutual’s proprietary planning software helps you educate...
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Michael Page-New York-michaelpage.com-
financial services firm handling SWAPs, derivatives and regulatory matters.
• Experience drafting ISDAs, confirms, MSFTAs, and other derivative documentation.
• Strong knowledge of the Investment Advisers Act of 1940, the Securities Act of 1933...
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