Series 7 Jobs in Florida
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Search Results - Series 7 Jobs in Florida
Paulson Investment Company, LLC-Fort Lauderdale
You must have an active Series 7 license for this position to be considered ***
Paulson Investment Company, LLC is a boutique investment banking, wealth management, execution services, and retail brokerage and advisory firm focused on the micro...
Ascendo Resources-Fort Lauderdale
Excellent communication and problem-solving abilities.
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• Proficiency in Microsoft Office and financial services platforms.
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• FINRA Series 7 is a plus but not required.
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LHH-Palm Beach Gardens
Financial Services Manager (Series 7 Finance license)
LHH recruitment solutions is hiring for financial services manager in the Palm Beach Gardens, FL area. This position is responsible for providing leadership, operational oversight, and day...
Ascendo Resources-Miami
Manager or in a comparable management role.
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• FINRA Series 7, 66, and 9/10 licenses required.
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• Strong understanding of branch operations, regulatory compliance, and risk management.
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• Demonstrated ability to lead teams, delegate effectively...
Paulson Investment Company, LLC-Miami
level, and senior candidates that we will sponsor for the Series 7, 63, 65, and/or 66 and provide training and partnerships with established Private Equity Investment Sales and Investment Advisory team members.
The firm's emphasis includes products...
TalentWealth-Lutz
and decisions by conducting financial analyses on a wide range of investment, tax, estate, and financial planning topics
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Qualifications:
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• Bachelor’s degree or higher
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• FINRA series 7 and 66 highly preferred
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• Certified Financial...
Paulson Investment Company, LLC-Tampa
level, and senior candidates that we will sponsor for the Series 7, 63, 65, and/or 66 and provide training and partnerships with established Private Equity Investment Sales and Investment Advisory team members.
The firm's emphasis includes products...
JPMorgan Chase-Miami
Six plus years of work experience in Private Banking or Financial Services
• Bachelor's Degree required
• Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days...
Paulson Investment Company, LLC-Jacksonville
level, and senior candidates that we will sponsor for the Series 7, 63, 65, and/or 66 and provide training and partnerships with established Private Equity Investment Sales and Investment Advisory team members.
The firm's emphasis includes products...
Morgan Stanley-Boca Raton
experience
• Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66)
• Other licenses as required for role or by management
Knowledge/Skills
• Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures
• Effective written and verbal communication...
ThinkEquity LLC-Fort Lauderdale
Description We are seeking a full-time, on-site Equity Sales professional (Series 7 licensed) for our flagship Boca Raton Office.
The successful candidate will be responsible for:
• Identifying and qualifying super accredited high net worth investors...
Ascendo Resources-Miami
of the Brazilian wealth management market and client expectations.
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• FINRA Series 7 and 66 (or 63/65) licenses preferred, as applicable.
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Bankers Life-West Palm Beach
applicable to this position can include Series 6, Series 7, Series 63, Series 66, Series 65, and CFP®)
• High level of self-motivation; ability to accomplish goals independently
• History of success in sales, competitive roles, client services, or client...
Leeds Professional Resources-Miami
Active FINRA Series 7 and Series 24 licenses are required.
Key Responsibilities
• Broker-Dealer Operations: Oversee daily operational activities, including account opening, account maintenance, transfers, trade support, documentation, and transaction...
NettWorth Financial Group-Miami
possess a series 7 securities license.
• Candidates should have at least 2 years of experience.
• Candidates should possess good communication skills and be comfortable with public speaking.
• Strong analytical, quantitative, and problem-solving abilities...
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