Series 7 Jobs
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Search Results - Series 7 Jobs
Computing Concepts IncSouth Jordan
Skills desired:
• Experience related to retirement products preferred, but not required
• Current or past Series 7 preferred, but not required
• Bachelor degree preferred...
Motion RecruitmentNew Yorkappcast.io
Join a leading financial services organization in Minneapolis, MN, as a Brokerage Operations Case Advisors - Series 7. You will serve as a team lead and day-to-day resource, providing guidance on complex casework, complaint research, client...
B B GRAHAM & COMPANYOrange
Qualifications
• Series 7 license required!
• High school diploma/GED preferred, Associate’s degree or administrative training a plus.
• Previous experience as an Administrative Assistant or in a similar position
• Familiarity with standard office equipment...
LHHPalm Beach Gardensappcast.io
Financial Services Manager (Series 7 Finance license)
LHH recruitment solutions is hiring for financial services manager in the Palm Beach Gardens, FL area. This position is responsible for providing leadership, operational oversight, and day...
Morgan StanleyNew Yorklwqct.com
and regulations
• Additional tasks as needed
Requirements:
Minimum Qualifications
• Track record of successful work experience for a period of three to five years
• Active Series 7, 63 and 65 or Series 7 and 66, or successful completion of Series 7 and Series...
Paulson Investment Company, LLCLos Angelesappcast.io
You must have an active Series 7 license for this position to be considered ***
Paulson Investment Company, LLC is a boutique investment banking, wealth management, execution services, and retail brokerage and advisory firm focused on the micro...
KDS Strategic Search GroupNew Yorkmindmatch.ai
and ensure timely completion.
• Handle daily administrative and operational responsibilities while managing competing priorities.
Qualifications:
• Active Series 7 and Series 66 licenses, or Series 7, Series 63, and Series 65 licenses, required upon hire...
ThinkEquity LLCNew Yorkappcast.io
Description We are seeking a full-time, on-site Institutional Equity Sales professional (Series 7 licensed) for our New York, NY office.
The successful candidate will be responsible for:
• Identifying and qualifying institutional investors (mutual funds...
Catalyst Career GroupMinneapolis
stability and opportunity of a Fortune 500 leader. We offer up to 14 weeks of paid training and coaching as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent’s comprehensive...
Paulson Investment Company, LLCMiamilwqct.com
level, and senior candidates that we will sponsor for the Series 7, 63, 65, and/or 66 and provide training and partnerships with established Private Equity Investment Sales and Investment Advisory team members.
The firm's emphasis includes products...
Liberty Personnel Services, Inc.Wayne (PA)
Active FINRA Series 24 license
• Series 7 required; Series 63/65/66 desired.
• 12+ years of experience in financial services, with proven leadership in a RIA or broker-dealer
• Hands-on experience with FINRA exams and regulatory processes.
• Strategic...
Paulson Investment Company, LLCTampalwqct.com
level, and senior candidates that we will sponsor for the Series 7, 63, 65, and/or 66 and provide training and partnerships with established Private Equity Investment Sales and Investment Advisory team members.
The firm's emphasis includes products...
Dimensional Fund AdvisorsSanta Monica (CA)
and large groups.
• Competitive but highly collaborative with the ability to work both independently and in a team environment.
• SIE (Securities Industry Essentials), Series 7, and Series 63/66 licenses required; SIE and Series 7 must be obtained within...
Paulson Investment Company, LLCNew Yorkappcast.io
level, and senior candidates that we will sponsor for the Series 7, 63, 65, and/or 66 and provide training and partnerships with established Private Equity Investment Sales and Investment Advisory team members.
The firm's emphasis includes products...
1 similar job: Fort Lauderdale
Apex SystemsNorth Charleston
in annuity review.
• Prior experience in a client-facing role—comfortable on the phone and able to clearly explain complex issues and ask open-ended questions.
• Strong knowledge of Smartsheet
• Licensing Required: Active Series 7 and either Series 24...
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