Series 24 Jobs
1 - 14 of 14
Search Results - Series 24 Jobs
Phaxis LLC-New York
Growing trading and execution services firm is seeking a CFO/FINOP to join its team.
The ideal candidate must have a self-clearing background.
Series 24 and 27 required.
Strong 15C3-1 and 15C3-3 as well as FOCUS reporting experience.
Base Salary...
resume-library.com -
Hamlyn Williams-New York
professionalism and discretion in handling confidential information.
• Series 7, and Series 24 qualifications are required for the role, they are not mandatory prerequisites
• Bachelors Degree Required
For more information on this role, or if youre looking...
mindmatch.ai -
Phaxis LLC-Jersey City
and resolving issues.
Handling ACAT processing.
Must Haves:
Series 7 & 63 with the ability to obtain Series 24 within 6 months.
Minimum of five years of Financial Services experience in Middle and Back-Office Operations.
Broad understanding of the brokerage...
resume-library.com -
Mutual of Omaha-Houston
is already fulfilled at hire, within six months of hire.
• Registration as a FINRA Securities Principal (Series 24/26) must be obtained within 18 months of hire.
• You promote a culture of diversity and inclusion, value different ideas and opinions...
Social Capital Resources LLC-New York
Series 24 preferred or attained upon hiring.
Strong knowledge of Client and SEC rules and regulations related to public equities trading
Experience using Trillium software for trade compliance management
Experience developing and implementing public...
resume-library.com -
Mutual of Omaha-Columbia
as a licensed FINRA Registered Representative is already fulfilled at hire, within six months of hire.
• Registration as a FINRA Securities Principal (Series 24/26) must be obtained within 18 months of hire.
• You promote a culture of diversity and inclusion...
Hold Brothers-New York
degree in Business Administration, Finance, Legal or related field
4+ years of experience in public equities trading compliance
Series 7 required, Series 24 preferred or attained upon hiring.
Strong knowledge of FINRA and SEC rules and regulations...
resume-library.com -
Mutual of Omaha-Bloomington (MN)
as a licensed FINRA Registered Representative is already fulfilled at hire, within six months of hire.
• Registration as a FINRA Securities Principal (Series 24/26) must be obtained within 18 months of hire.
• You promote a culture of diversity and inclusion...
Houston
projects as delegated by the Marketing Compliance Director.
Qualifications:
Minimum Requirements include:
• Bachelor’s degree from an accredited intuition.
• Series 7 & Series 24 required at joining; Must be current with FINRA Continuing Education...
icims.com -
Mercury-San Francisco
technology company or in the payments industry
• FINRA Series 24 and/or Series 27 licenses
• Extensive experience with FINRA and SEC regulations from an RIA (Registered Investment Advisor) or BD (Broker-Dealer)
• Familiarity with state level financial...
appcast.io -
Phoenix
an accredited college or university; or ten or more years related experience and/or training; or equivalent combination of education and experience.
Certificates & Licenses:
Financial Industry Regulatory Authority (FINRA) Series 7, Series 24, and Series 66...
joincambridge.com -
New York
or 66 required. Series 24 preferred - will be required within first 12 months of employment
• Excellent sales, communication, organizational and leadership skills, including strong aptitude for interfacing with executives at partner firms
• Deep...
icims.com -
Mutual of Omaha-Rosemont (IL)
Registration as a FINRA Securities Principal (Series 24/26) must be obtained within 18 months of hire.
• You promote a culture of diversity and inclusion, value different ideas and opinions, and listen courageously, remaining curious in all that you do...
Mutual of Omaha-Braintree (MA)
as a licensed FINRA Registered Representative or if Registration as a licensed FINRA Registered Representative is already fulfilled at hire, within six months of hire.
• Registration as a FINRA Securities Principal (Series 24/26) must be obtained within 18...
Companies now hiring:
View Series 24 jobs in:
Don’t miss out on new job openings!
Create a job alert for: Series 24
It's free, and you can cancel email updates at any time