Series 3 Jobs

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Search Results - Series 3 Jobs

Chief Compliance Officer

Storm2-Dallas-2 days ago

examinations, investigations, enforcement matters and enterprise remediation. /n • Proven leadership across General Compliance, AML and Trade Surveillance, directly or through senior compliance leaders. /n • FINRA Series 7 and Series 24 are required. Series 3...

Intelligence Analyst II-306321/A

Delaware Nation Industries-Arlington (VA)-workable.com-5 days ago

series 3. US Navy: 181x, 183x, 681x, 683x, 781x, 783x, CTx, IS 4. US Marine Corps: 02xx, 26xx series • Knowledge and understanding of Intelligence Community standards and directives, including ICD 203, 702 and 705. • Knowledge of intelligence reporting...

BACN E-11A SCA Certified A&P Aircraft Mechanic 2 - Deployable - with Security Clearance

Northrop Grumman-Atlanta-yesterday

781 series). 3. Maintain FAA required records, manuals, and inspection forms 4. Conduct all levels of maintenance and inspections - flight line, in-depth, depot-level) of aircraft and components - in accordance with USAF maintenance procedures...

2 similar jobs: Athens, Savannah

Futures Operations Manager - Retail Broker Dealer

moomoo-Dallas-workable.com-2 days ago

after hire. • Series 3 license or ability to obtain, where required for the role. Benefits What We Offer: • Comprehensive Paid Medical Benefits: We prioritize your health with a robust medical benefits plan that covers you and your dependents • 401k...

Electrical Engineer - OCONUS with Security Clearance

exp Federal, Inc.-Washington-yesterday

and UFC Series 3-500. * Active Security Clearance from the US Federal Government. Ability to obtain and maintain a Security Clearance Physical Demands: The physical demands described here are representative of those that must be met by an employee...

Commodity Risk Manager : MID:CO Commodities : Des Moines, IA

Des Moines-tiptopjob.com-1 month ago

or the ability to pass the NASD Series 3 Exam and other appropriate licenses or certifications or the ability to obtain these licenses. Prefer knowledge of cooperative philosophies and principles. Demonstrates essential abilities including business knowledge...

Manager, Futures Regulatory Compliance

moomoo-Jersey City-workable.com-4 days ago

multiple business and control functions. Licensing Requirements • FINRA Series 7 – Required • FINRA Series 24 – Required • FINRA Series 3 – Strongly Preferred • FINRA Series 4 – Preferred Knowledge and Skills • Comprehensive knowledge of the U.S...

EMS, ADMS, OMS and Energy Markets Consultants

MWResource, Inc.-Audubon (PA)-workable.com-1 month ago

Management Systems (OMS), Energy Management Systems (EMS) and Distribution Management Systems (DMS) • Expertise in AGC (Automatic Generation Control) and e-terra network applications • Siemens ABB • Siemens Spectrum Series 3 Experienced engineers are in high...

Futures Operations Manager

moomoo-New York-workable.com-3 weeks ago

solutions. • Experience working with NFA and CFTC regulatory frameworks. Required Licenses: • FINRA Series 3 or ability to obtain within 3-6 months of hire Benefits What We Offer: • Comprehensive Paid Medical Benefits: We prioritize your health...

Director, Compliance Regulatory

moomoo-Dallas-workable.com-2 weeks ago

FINRA Series 3 License – Preferred • FINRA Series 4 License – Preferred Knowledge and Skills • Comprehensive understanding of broker-dealer clearing operations and related regulatory requirements. • Working knowledge of SEC and FINRA...

VP, Regulatory Finance

moomoo-Jersey City-workable.com-1 month ago

and regulators. • Maintain and updates procedures and controls, including WSP, RCM, desk-top procedures. • Perform additional duties and special projects as assigned. • Manage and train teams as needed. Requirements What You Bring • Active Series 3...