Series 3 Jobs in Chicago
1 - 6 of 6
Search Results - Series 3 Jobs in Chicago
Confidentiel-Chicago-
for a compliance leader with an active Series 3 to serve as our listed principal, registered associated person (AP) and NFA Security Manager, and to build our U.S. compliance program from the ground up, starting with our registration.
Once we are registered, you...
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EdgeClear-Chicago-
Licensing: Willingness to sit the Series 3 within the first year (sponsored)
• Work authorization: Authorized to work in the United States; no visa sponsorship available
• Attitude: Completing the circle and Coachable
Other Preferred Skills:
• Futures...
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Robert Half-Chicago-
or a FINRA-regulated broker-dealer
• Deep knowledge of CFTC and NFA compliance and audit processes
• Series 3 and Series 30 licenses – must have
• Bachelor's degree
To apply to this role please send your resume to john.sadofsky@roberthalf.c0m
Our...
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Phillip Capital Inc.-Chicago-
campaigns and brand growth.
• Stay ahead of industry trends and regulatory changes.
Qualifications
• Series 3 or ability to pass the test within 90 days of start date.
• 3+ years' experience working in the futures or securities industry with a successful...
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Edenthorpe Search-Chicago-
and registrations, together with strong knowledge of the US digital-asset regulatory environment, including CFTC/NFA and other relevant federal and state requirements.
An active Series 3 registration/license is essential. Strong AML/BSA, sanctions, KYC, transaction...
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Phillip Capital Inc.-Chicago-
and regulatory parameters.
Qualifications
• 5+ years of professional experience in trade support or middle-office operations, specifically within a self-clearing broker-dealer, FCM, clearing exchange or proprietary trading firm.
• Series 3 or 7 certification...
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