Series 7 Jobs in Chicago
1 - 15 of 21
Search Results - Series 7 Jobs in Chicago
Fisher Investments-Chicago
or virtually in your local territory
Your Qualifications:
• 5+ years experience working in financial services
• FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred
• Multi-year track record of success driving results
• Experience in high...
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mindmatch.ai -
Corgi-Chicago
with leveraged, inverse, or derivatives-based ETFs (swaps, ISDA, futures-based products).
• Experience with exemptive relief applications under the '40 Act.
• Series 7, 63, 65, or 66 licenses.
• Prior SEC examination or enforcement experience (staff-side...
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Fisher Investments-Chicago
or virtually in your local territory
Your Qualifications:
• 5+ years experience working in financial services
• FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred
• Multi-year track record of success driving results
• Experience in high...
Read more
mindmatch.ai -
Phillip Capital Inc.-Chicago
Process creation, improvement, documentation, validation, and research related to new products.
Qualifications
• Minimum of 5 years’ experience in a self-clearing broker-dealer with focus around securities and options.
• Series 7 required.
• Knowledge...
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Fisher Investments-Chicago
or virtually in your local territory
Your Qualifications:
• 5+ years experience working in financial services
• FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred
• Multi-year track record of success driving results
• Experience in high...
Read more
mindmatch.ai -
Rothschild Wealth Partners-Chicago
regulatory risk and recommend practical business solutions.
• Bachelor's degree or equivalent industry experience.
Licenses and Registrations.
Preferred include:
• SIE
• Series 7
• Series 24
• Series 65 or Series 66
The firm will support additional...
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RK Partners-Chicago
/QUALIFICATIONS
Required
• Must be investment licensed-series 7 preferred,
• 2-5+ Years experience in investment service/operations
• Reliable, team player, self-starter, self-sufficient, and hard worker
• Proven strength in written and verbal...
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talentnest.com -
MBC Talent Connections-Chicago
experience
• Active Series 7 license required
• Series 66 preferred
• Established book of business preferred
• Strong client relationship and communication skills
• Growth-focused and entrepreneurial mindset
What's Offered
• 65% payout structure
• Flexible...
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careers-page.com -
Itlearn360-Chicago
of a formal credit training program
• FINRA Licenses series 7, 63, 69
EEO Statement
Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws...
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appcast.io -
RK Partners-Chicago
with affluent clients, business owners, or professionals
• Highly motivated, activity-driven, and organized
• Desire to grow within a team environment that still rewards individual ownership
Licensing
• SIE, Series 7, and Series 63...
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talentnest.com -
Gallagher Benefit Services-Chicago
growth
About You
Required:
• Bachelor's degree and 5-10 years related experience
• Appropriate licenture Series 7, 65, and 66
• Willing to work on a hybrid model in a Gallagher office within the US
Compensation and benefits
We offer a competitive...
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RK Partners-Chicago
of a collaborative team but can also work independently
Required
• Series 7 and 63 (firm will sponsor)
• Experience in financial services or a similar client‑facing environment...
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talentnest.com -
Chicago
and cross-functional interactions.
• FINRA Series 7 and Series 63 or 66 licenses preferred, or willingness and ability to obtain required licenses within a defined timeframe based on business needs.
Organizational Structure
Reports to: Manager, Wealth...
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corespaces.com -
RK Partners-Chicago
can focus on activities that get results. Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant is current and in good standing: CFP, ChFC, PFS, CFA, CIC.
Responsibilities
• Prospecting...
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talentnest.com -
RK Partners-Chicago
execution.
• Certifications: Series 7, 63, 65, or 66 licenses required. (Or required to be obtained; firm will pay & sponsor)
What We Offer:
• Competitive Compensation: A highly competitive salary and performance-based incentives.
• Professional Growth...
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talentnest.com -
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