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Series 7 Jobs in Chicago

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Search Results - Series 7 Jobs in Chicago

J.P. Morgan Wealth Management - Vice President Supervisory Manager - Chicago, IL, Plano, TX, Tempe,...

JPMorgan Chase & Co.-Chicago-appcast.io-4 days ago

and valid FINRA Series 7 and one or more of the following licenses are required to be considered for the role: FINRA Series 66 (63,65), 9/10 (4,24,53) FINRA Series 7, 66 (63,65), 9/10 (4,24,53), all licenses are required to perform all job duties associated...

Financial Advisor - Licensed

RK Partners-Chicago-talentnest.com-2 days ago

can focus on activities that get results. Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant is current and in good standing: CFP, ChFC, PFS, CFA, CIC. Responsibilities • Prospecting...

Sales Director

LarrainVial-Chicago-yesterday

Family Offices, and/or Wirehouses. • Strong knowledge of investment products and capital markets. • Series 7 and Series 63 licenses required. • CFA, CIMA, CAIA, or CFP designations are highly valued. • Strong communication, relationship management...

U.S. Private Bank – Private Banker – Managing Director

Chase-Chicago-2 days ago

experience in Private Banking or Financial Services • Bachelor's Degree required • Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date • Proven sales success...

SVP, Supervisory Principal - Fixed Income

Howard-Sloan Search-Chicago-2 days ago

and examinations • Support the regulatory financial accounting team Qualifications • Active FINRA Series 7, 63, and 24 licenses • 5+ years of institutional broker-dealer operations and supervisory experience, or experience at a regulatory or self-regulatory...

Senior broker dealer operations executive

SAMCO Capital Markets, Inc.-Chicago-2 weeks ago

Job Description Job Description This opportunity is an in-person position in Dallas, TX Minimum years of experience: 7-15 Skills/Licensing Must be detail-oriented with the ability to multi-task SIE/Series 99—Operations Professional; Series 7...

Managing Director Investment Banking

Dresner Partners-Chicago-yesterday

FINRA Series 7 or 79 is required....

Financial Planning Manager-Huntsville, AL

RK Partners-Chicago-talentnest.com-2 days ago

Looking For • 3+ years of experience in financial planning or wealth management • Strong knowledge of comprehensive financial planning and investments • Series 7 required or ability to obtain within 90 days; Series 66 preferred • Proven...

Senior Financial Advisor

MEDIQUS Asset Advisors, Inc.-Chicago-2 days ago

but not required • Series 7 and/or Series 63 and Series 65 licenses are a plus • Alignment with a client-centric, fiduciary approach to advice Key Competencies • Ability to step into a servicing advisor role immediately • Demonstrated closing skills and comfort...

Senior Client Associate

Chicago-rockco.com-4 days ago

in the industry preferred • Registered with Series 7 & 66 (or 7, 65 & 63) Skills: • Excellent client facing, interpersonal, organizational, and client service skills • Detail-oriented with ability to prioritize and organize workflow • Ability to work in a fast...

Financial Advisor

Chicago-icims.com-1 week ago

Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits • Performance-based earnings and revenue^1: • Average advisor annual earnings...

Wealth Management Associate-Kansas City

RK Partners-Chicago-talentnest.com-6 days ago

their career in financial services with a firm that invests in professional development, including sponsorship and payment for required industry licensing. Licensing & Development Support The firm will sponsor and cover the cost of obtaining: • Series 7...