Series 7 Jobs in New York
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Search Results - Series 7 Jobs in New York
Citigroup Inc.New Yorkappcast.io
institution(s)
• Consistently demonstrates clear and concise written and verbal communication
• Demonstrated ability to remain unbiased in a diverse working environment
• Series 7, 79 and 63 licenses within 150 days of joining.
Education
• Bachelor’s...
New Yorkrockco.com
Bachelor’s degree in Finance, Economics, Accounting, or related field
• 0-2 years of relevant experience in investment analysis or portfolio support
• Series 7 and 66 preferred, or willingness to obtain if not already licensed
Skills:
• Great communication...
Citigroup Inc.New Yorkappcast.io
preferred
• Basic understanding of investment and financial planning strategies preferred
• Must be a self-starter, problem solver and a goal-oriented team player able to work without direction
• Securities Industry Essentials – SIE - Active Series 7, 66...
New Yorksig.com
for:
• Bachelor’s degree required
• 1-2 years of work experience in finance or accounting preferred
• Series 7, 63, 86 and/or 87 a plus, but not required
• Passion for the markets, a plus
• Excellent research, writing, communication, and organization skills...
AWM, Private Bank, Regional Lending Advisor, Managing Director- NYC New York · · Extended Manag[...]
Goldman Sachs Bank AGNew Yorkappcast.io
to engage effectively with clients, advisors, and senior leadership.
• Highly collaborative, with a track record of driving results across matrixed organizations.
• Series 7, 63, and SIE required (or must be obtained within 4 months).
Salary and Benefits...
New Yorkrockco.com
experience within financial industry, or equivalent experience, preferred
• Series 7 & 66 strongly preferred, and if not, willing to obtain
• BA/BS degree
Skills:
• Strong client facing, interpersonal, organizational, and client service skills...
CFA InstituteNew Yorkappcast.io
and procedures.
• Strong understanding of trading procedures and broader regulatory and financial concepts.
• Series 7, 63, and 55 licenses required.
• Strong quantitative analysis, technology and financial analysis skills.
• Strong risk management skills...
New Yorkicims.com
or accounting and valuation services
• Preferred: Capabilities within computer science, programming, data analysis
Licenses & Credentials:
• Minimum Required: Series 7 & Series 66 (or 65 and 63) within 12 months of hire
Systems & Technology:
• Proficient...
New Yorksig.com
years of (analytical) work experience in such fields as finance/accounting and/or engineering.
• Prior equity research (sell/buy side) a plus
• Knowledge of the technology sector (Hardware, Software, Internet), a plus
• Series 7, 63, 86 and/or 87 a plus...
Michael PageNew Yorkmichaelpage.com
of compliance experience within an investment adviser, asset management, or broker-dealer environment.
• Strong understanding of U.S. securities regulations impacting investment advisers and broker-dealers.
• Series 7 and Series 63 licenses required...
New Yorkicims.com
Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1:
• Average advisor annual earnings...
ITE MGMTNew Yorkworkable.com
with rigorous attention to detail
• Self-starter mentality with the ability to manage multiple workstreams in a fast-paced environment
• FINRA licensed (SIE, Series 7, and Series 63) preferred
• Bachelor's degree required; advanced degree (MBA, MS Finance...
New Yorkrockco.com
or advisor/client-facing content.
• BS/BA degree required; progress toward CFA designation is a plus.
• Series 7/63 preferred or willingness to obtain.
Skills:
• Strong critical thinking and analytical skills, with the ability to connect research, portfolio...
New Yorktiptopjob.com
or equivalent work experience)
• Proven Experience in Life Insurance and Annuity Sales
• Life license, FINRA Series 6, 63, 65 or 66 (in lieu of 63 and 65); Property and Casualty license and Series 7 a plus
• Sales orientated with consultative sales...
Odeon Capital GroupNew Yorkworkable.com
preferred.
• Strong financial modeling, accounting, and valuation skills.
• Proficiency with Excel, PowerPoint, Bloomberg, and/or other financial research tools.
• Active FINRA licenses including SIE, Series 7, 63, 86, and 87 or willingness to obtain prior...
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