Series 7 Jobs in New York
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Search Results - Series 7 Jobs in New York
ASSET STAFFING, INC.-New York
but not limited to:
• Back Office Operations
• Middle Office
• Regulatory
• Client Service Specialist- Series 7
• Fixed Income Operations
• Trade Support
• Administration
• Accounting
• Tax Operations - All levels
• Research Assistant
• Assistant Analyst...
Charles Schwab-New York
no further than Schwab’s Investment Consultant role.
What you have
Required Qualifications:
• A valid and active Series 7 license is required (license may be obtained under a condition of employment through Branch Network Licensing Program)
• A valid...
Taurus Search-New York
products
We are looking for a strong client support representative with their Series 7 license to handle client accounts and cash movements. This role involves providing white-glove customer service, answering questions from end clients, and relaying...
B2B CFO-New York
years as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA. At least 15 years of professional experience since college graduation. Possible Bonus: A FINRA Series 7 and/or 79.
Please Note...
Cabrera Capital-New York
or related capital markets
• Bachelor's degree in Finance, Economics, Business, or related field (MBA preferred)
• FINRA SIE, Series 7, Series 79, and Series 63 required (or within 5 months of hire)
• Strong understanding of equity capital markets...
appcast.io -
Phaxis LLC-New York
and stakeholder management skills, with the ability to partner across trading, technology, and compliance.
• Familiarity with relevant regulatory environments (SEC, Client, MiFID, etc.) is a plus.
• Relevant Client registrations (Series 7, 24, or equivalent...
resume-library.com -
esrhealthcare-New York
companies covered
Series 7, 63, 86 & 87 licensure is preferred, or expected to be completed within the first 6 months of joining
Demonstrated academic ability with a minimum 3.5 GPA
MBA or CPA is a plus, but not required...
jobvertise.com -
Citigroup Inc.-New York
preferred
• Basic understanding of investment and financial planning strategies preferred
• Must be a self-starter, problem solver and a goal-oriented team player able to work without direction
• Securities Industry Essentials – SIE - Active Series 7, 66...
appcast.io -
New York
oriented
• Strong organizational skills and must be able to prioritize work with deadlines
• Ability to obtain Series 7 and 63 within 6 months.
East West Bank is an Equal Opportunity Employer
Applicants must have legal authorization to work in...
icims.com -
New York
financial industry, or equivalent experience, preferred
• Bachelors degree, with a business/finance focus preferred
• Series 7 & 66 is a plus, and if not, willing to obtain
Skills:
• Basic understanding of investments and/or portfolio reporting...
rockco.com -
ESRhealthcare-New York
Strong communication skills: particularly an ability to write concisely using correct grammar
Comfortable working 10+ hour workdays and some work on occasional weekends
SIE, Series 7, 63, 86 & 87 licensure is preferred, or expected to be completed within...
careers-page.com -
G MASS-New York
rules and compliance solutions.
Requirements
• 7+ years U.S. broker-dealer compliance or assurance experience, with SEC/FINRA exposure; FINRA Series 7, 14, 27, or 99 preferred.
• Hands-on experience with FINRA Gateway, CAT/CAIS, EBS/LOPR, short...
workable.com -
New York
in a clear and concise manner to both internal and external stakeholders
• FINRA Series 7, 63, and 79 licneses are required. A contingency period to obtain licensing can be provided at managers discretion
As an HSBC employee, you will have access...
tiptopjob.com -
Charles Schwab-Roanoke (TX), 1384 mi from New York
to prioritize
• High achievement orientation, measures success through quantitative and qualitative results
• Bachelor's degree required; Master's Degree (or equivalent business experience) preferred
• Active and valid FINRA Series 7, 66 and 9/10 (May consider...
New York
experience in the finance industry, specifically investment business
• Willing to obtain FINRA Series 7, 63, 86 & 87 Licenses
• Knowledge of Microsoft Excel and PowerPoint is required
• Experience creating financial models is strongly preferred...
icims.com -
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