Series 7 Jobs in New York
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Search Results - Series 7 Jobs in New York
CitiStaffing-New York
Job Description
Portfolio Associate
Job responsibilities include high touch client service, establishing new accounts, trade processing and trade allocations, interfacing regularly with Trading, Compliance. Must follow the markets.
SERIES 7, 63...
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H.C. Wainwright & Co., LLC-New York
attention to detail and strong organizational skills
3. FINRA Series 7 License or the ability to obtain within one (1) year of hire
Base Salary: $50,000...
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Northwestern Mutual-New York
be able to commit to a full-time, Monday-Friday, 9am-5pm work schedule
• JD/Ivy League/Athlete a PLUS
Northwestern Mutual also sponsors licensing for Financial Advisors, including the SIE, Series 6, Series 7 and Series 63, so this is an ideal role...
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Fisher Investments-New York
face-to-face or virtually in your local territory
Your Qualifications:
• 5+ years experience working in financial services
• FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred
• Multi-year track record of success driving results...
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mindmatch.ai -
Open Systems Technologies-New York
Experience working at a broker-dealer, clearing firm, or prime broker
Familiarity with:
• Omgeo CTM / ALERT
• Institutional onboarding
• Client Series 7, 63, or 99 licenses preferred...
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Fisher Investments-New York
face-to-face or virtually in your local territory
Your Qualifications:
• 5+ years experience working in financial services
• FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred
• Multi-year track record of success driving results...
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mindmatch.ai -
AWM, Private Bank, Regional Lending Advisor, Managing Director- NYC New York · · Extended Manag[...]
Goldman Sachs Bank AG-New York
to engage effectively with clients, advisors, and senior leadership.
• Highly collaborative, with a track record of driving results across matrixed organizations.
• Series 7, 63, and SIE required (or must be obtained within 4 months).
Salary and Benefits...
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appcast.io -
Fisher Investments-New York
face-to-face or virtually in your local territory
Your Qualifications:
• 5+ years experience working in financial services
• FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred
• Multi-year track record of success driving results...
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mindmatch.ai -
Coda Search│Staffing-New York
written and verbal communication skills, ability to distil complex information for sophisticated audiences
• Advanced proficiency in Excel, Word, and PowerPoint; Salesforce, Preqin, and Bloomberg familiarity a plus
• Series 7 and 63 required (or ability...
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CFA Institute-New York
and procedures.
• Strong understanding of trading procedures and broader regulatory and financial concepts.
• Series 7, 63, and 55 licenses required.
• Strong quantitative analysis, technology and financial analysis skills.
• Strong risk management skills...
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appcast.io -
Crédit Agricole CIB-New York
skills
• Highly motivated and strong work ethic
• Entrepreneurial drive and mindset
Education Requirements
• Bachelor’s Degree in Finance or related field
• MBA a plus
• Series 7, 63 and/or 79 a plus
Experience Required
• Min of 8 years of Capital...
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Mindrift-New York
more than in other projects due to the precision the work requires; - FINRA Series 7, 65, or 66 license is a baseline positive signal; its absence on someone claiming significant advisory experience is a red flag; - Strong written English (C1+).
How...
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workable.com -
New York
tax planning and/or estate planning process
• Experience evaluating performance, asset allocation, and market-related data
• Experience in Microsoft Excel (including pivot tables and macros) and PowerPoint
• Series 7 and Series 66 licenses
APPLY...
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rockco.com -
New York
Required: FINRA Securities Industry Essentials, Series 7 and Series 66 Licenses or ability to be fully licensed within 6 months.
Systems & Technology:
• Proficient in Microsoft Excel, Word, PowerPoint, Outlook
#LI-LL1
Compensation Range:
Salary: USD...
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icims.com -
New York
that will allow you to effectively communicate Susquehanna’s product to our institutional clients. Research Sales Associates will also earn Series 7 and 63 licenses and will be encouraged to begin the CFA curriculum.
In this role you will:
• Assist in marketing...
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sig.com -
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