Series 7 Jobs in New York
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Search Results - Series 7 Jobs in New York
Ascendo Resources-New York
calls, interest payments, cash position, and more
• Ensure completion of regulatory trade reporting
Requirements for this role:
• Active Series 7 license
• 2+ years working with a fixed income trading desk
• Ability to work on site in New York, NY 5...
mindmatch.ai -
Social Capital Resources LLC-New York
and research as needed.
Travel within territory (minimum of 2 times/year)
Qualifications:
Bachelor's Degree or equivalent work experience
Prior sales experience
Must have Series 7 & 63
Prior experience with Mutual Funds is preferable
2 years of prior...
resume-library.com -
MetLife Services and Solutions, LLC-New York
in working with rating agencies and modeling scenarios/stress-case
• Understanding of macro market, rates, and hedging
• Knowledge of financing facilities (Warehouse, term loan, portfolio)
• Series 7/79 required
Compensation for this position is largely...
appcast.io -
Social Capital Resources LLC-New York
regulatory bodies and respond to regulatory inquiries and requests for information
Requirements:
Bachelor's degree in Business Administration, Finance , Legal or related field
4 + years of experience in public equities trading compliance
Series 7 required...
resume-library.com -
New York
knowledge of Repo Markets
• Soft skills such as communication, teamwork, organization
Education / Certification Requirements:
• College Degree
• Series 7 and Series 63
Working environment:
• Hybrid
Hiring Salary Range $125000-$150000 (Salary...
icims.com -
Odeon Capital Group-New York
sales experience.
Active FINRA Series 7 and 63 licenses.
Expertise and knowledge in the US Treasury market.
A client book of business that will transfer to Odeon.
Benefits
Health Care Plan (Medical, Dental & Vision)
Retirement Plan (401k)
Paid...
resume-library.com -
Robinhood-New York
to democratize access to America’s Financial System
• FINRA Series 7 and 24
Some things we consider a plus for the role:
• Juris Doctor (JD) degree from an accredited law school
• FINRA Series 4, 14 & 66
• CRCP, CSCP or CAMS certifications
• Prior...
appcast.io -
Fidelity TalentSource LLC-New York
with Fidelity.
The Expertise We re Looking For
• FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Financial services experience preferably in financial planning
• Degree...
mindmatch.ai -
Mitchell Martin-New York
are a plus
" Team player
" Series 7 is required
Benefits and Perks
" Competitive salary with discretionary annual bonus
" Fully paid Medical, Dental, Vision, Disability, and Life Insurance
" Fully stocked kitchen; free breakfast and lunch every day...
resume-library.com -
Fidelity TalentSource LLC-New York
with Fidelity.
The Expertise We re Looking For
• FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Financial services experience preferably in financial planning
• Degree...
mindmatch.ai -
Sharegain-New York
Proven track record of success in achieving or surpassing quotas
Experience in a consultative selling environment
Familiarity and comfortability operating in a longer-term sales cycle
FINRA Series 7 and 63 and a clean record with no disclosures...
resume-library.com -
Freelance Recruiters-New York
of business that you actively advise today
• Certified to work as an Investment Adviser Representative (Series 65, Series 7 + 66, or equivalent)
• Excited by more ownership and the opportunity to have a meaningful impact
• Experience working with clients...
workable.com -
Fidelity TalentSource LLC-New York
or more years of management within a financial services environment is helpful
• The Series 7 and 66 (or 63/65) are required, additionally we would want you to obtain the Series 9/10 and Insurance licenses within 60 days of hire
The Purpose of Your Role...
mindmatch.ai -
New York
and experience required:
• Undergraduate degree or equivalent experience
• Series 7 and Series 63 licenses (or to be acquired upon employment)
Prior experience as a Trader/Credit Analyst preferred
Technical Skills Required:
• Highly developed ability...
icims.com -
Fidelity TalentSource LLC-New York
Job Description:
For you, client interactions aren t just transactions. They re relationships that need to be nurtured. Your innate personality makes you an ideal candidate to be a Relationship Manager.
The Expertise We re Looking For
• Series 7...
mindmatch.ai -
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