Series 7 Jobs in New York
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Search Results - Series 7 Jobs in New York
CitiStaffingNew York
Portfolio Associate
Job responsibilities include high touch client service, establishing new accounts, trade processing and trade allocations, interfacing regularly with Trading, Compliance. Must follow the markets.
SERIES 7, 63 or 66 required...
CitiStaffingNew York
Job Description
Portfolio Associate
Job responsibilities include high touch client service, establishing new accounts, trade processing and trade allocations, interfacing regularly with Trading, Compliance. Must follow the markets.
SERIES 7, 63...
ASSET STAFFING, INC.New York
to:
• Back Office Operations
• Middle Office
• Regulatory
• Client Service Specialist- Series 7
• Fixed Income Operations
• Trade Support
• Administration
• Accounting
• Tax Operations - All levels
• Research Assistant
• Assistant Analyst
• Project Managers...
Storm2New York
environment
• Deep knowledge of BSA, FINRA, SEC, and state AML regulations
• Hands-on with AML systems and data, with a track record of building efficient, scalable programs
• Series 7, CAMS
What You'll Do
• Regulatory Oversight: Oversee the firm's AML...
Goodwin RecruitingNew York
in the financial services industry. (minimum of $200k in annual Fee production)
• Excellent communication, interpersonal, and presentation skills.
• Strong analytical and problem-solving skills.
• Client-focused and results-oriented.
• Series 7 and 66 (or 63 & 65...
Cantor FitzgeraldNew York
is a plus.
• Series 7 required; Series 24 or ability to obtain within a reasonable timeframe preferred.
• Detail-oriented, proactive, and able to manage multiple priorities in a dynamic environment.
• Collaborative mindset aligned with Cantor Fitzgerald’s...
Cantor FitzgeraldNew York
to translate regulatory requirements into practical guidance.
• Excellent written and verbal communication skills, with the confidence to engage business stakeholders.
• Bachelor’s degree required; JD, MBA, or equivalent is a plus.
• Series 7 required; Series...
Equitable AdvisorsNew York
and work experience
• Licensing: State Life & Health, SIE, Series 7, Series 66
• Personal Attributes: values-driven with a track record of success and accomplishment
• Communication Skills: excellent interpersonal and communication abilities with strong...
New Yorkrockco.com
education training sessions as required by regulatory agencies and the firm
• Additional duties as assigned
Qualifications:
• 2-4 years prior client service experience within financial industry, or equivalent experience, preferred
• Series 7, required...
Toss Securities US LLCNew York
suspicious activity, or sanctions screening.
Qualifications
5. 10 years of experience in brokerage and trading
Bachelorʼs degree in a related field, or equivalent experience and training
FINRA Series 7 license required
Equal Opportunity Employer
Toss...
New Yorkicims.com
and ability to prioritize in a time-sensitive environment
• Clear communication skills and strong collaboration with traders, sales, operations, risk, and compliance
• FINRA licensing (Series 7 and Series 63) required or ability to obtain within a specified...
esrhealthcareNew Yorkjobvertise.com
companies covered
Series 7, 63, 86 & 87 licensure is preferred, or expected to be completed within the first 6 months of joining
Demonstrated academic ability with a minimum 3.5 GPA
MBA or CPA is a plus, but not required...
Denis DevelopmentNew Yorkworkable.com
and as part of a team in a fast-paced environment.
• High level of organization and strong attention to detail.
• Willingness to obtain necessary licenses (e.g., Series 7, Series 63) within the first year of employment.
• Previous customer service or sales...
New Yorktiptopjob.com
you will need:
• HS Diploma/GED and at least four years of related experience in financial services or retail organization is required; Bachelor's degree is preferred along with relevant years of experiences.
• FINRA Series 7 AND 63, and NY State...
New Yorkrockco.com
and the firm
• Additional duties as assigned
Qualifications:
• 3-5 years prior client service experience within financial industry, or equivalent experience, preferred
• Series 7 & 66 strongly preferred, and if not, willing to obtain
• BA/BS degree...
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