Series 7 Jobs in New York State
1 - 15 of 55
Search Results - Series 7 Jobs in New York State
ASSET STAFFING, INC.-New York
but not limited to:
• Back Office Operations
• Middle Office
• Regulatory
• Client Service Specialist- Series 7
• Fixed Income Operations
• Trade Support
• Administration
• Accounting
• Tax Operations - All levels
• Research Assistant
• Assistant Analyst...
Charles Schwab-New York
no further than Schwab’s Investment Consultant role.
What you have
Required Qualifications:
• A valid and active Series 7 license is required (license may be obtained under a condition of employment through Branch Network Licensing Program)
• A valid...
Taurus Search-New York
products
We are looking for a strong client support representative with their Series 7 license to handle client accounts and cash movements. This role involves providing white-glove customer service, answering questions from end clients, and relaying...
Charles Schwab-Rochester
no further than Schwab’s Investment Consultant role.
What you have
Required Qualifications:
• A valid and active Series 7 license is required (license may be obtained under a condition of employment through Branch Network Licensing Program)
• A valid...
2 similar jobs: Buffalo, New York
B2B CFO-New York
years as a CFO (or equivalent, such as financial vice president/VP of finance) in privately held companies within the USA. At least 15 years of professional experience since college graduation. Possible Bonus: A FINRA Series 7 and/or 79.
Please Note...
Charles Schwab-Mount Kisco
is for you.
What you have
Required Qualifications:
• A valid and active FINRA Series 7 license required
• Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job...
Charles Schwab-Pittsford (NY)
no further than Schwab's Investment Consultant role.
What you have
Required Qualifications:
• A valid and active Series 7 license is required (license may be obtained under a condition of employment through Branch Network Licensing Program)
• A valid...
Citizens-Clifton Park
management, insurance, and estate planning.
Qualifications, Education, Certifications and/or Other Professional Credentials
• Series 7, 63, 65 (or 66) active and valid.
• A valid, active Insurance Life/Health/Variable licenses is required or must...
mindmatch.ai -
Charles Schwab-Roanoke (TX)
to prioritize
• High achievement orientation, measures success through quantitative and qualitative results
• Bachelor's degree required; Master's Degree (or equivalent business experience) preferred
• Active and valid FINRA Series 7, 66 and 9/10 (May consider...
Phaxis LLC-New York
and stakeholder management skills, with the ability to partner across trading, technology, and compliance.
• Familiarity with relevant regulatory environments (SEC, Client, MiFID, etc.) is a plus.
• Relevant Client registrations (Series 7, 24, or equivalent...
resume-library.com -
Citizens-Williamsville (NY)
management, insurance, and estate planning.
Qualifications, Education, Certifications and/or Other Professional Credentials
• Series 7, 63, 65 (or 66) active and valid.
• A valid, active Insurance Life/Health/Variable licenses is required or must...
mindmatch.ai -
esrhealthcare-Buffalo
companies covered
Series 7, 63, 86 & 87 licensure is preferred, or expected to be completed within the first 6 months of joining
Demonstrated academic ability with a minimum 3.5 GPA
MBA or CPA is a plus, but not required...
jobvertise.com -
2 similar jobs: Rochester, New York
Citizens-Middletown (NY)
management, insurance, and estate planning.
Qualifications, Education, Certifications and/or Other Professional Credentials
• Series 7, 63, 65 (or 66) active and valid.
• A valid, active Insurance Life/Health/Variable licenses is required or must...
mindmatch.ai -
1 similar job: Rhinebeck
Charles Schwab-Manhasset
is for you.
What you have
Required Qualifications:
• A valid and active FINRA Series 7 license required
• Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job...
Charles Schwab-Garden City (NY)
is for you.
What you have
Required Qualifications:
• A valid and active FINRA Series 7 license required
• Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job...
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