Series 7 Jobs in New York State
1 - 15 of 27
Search Results - Series 7 Jobs in New York State
Charles Schwab-Buffalo
in a team setting, and share our passion for serving clients - this role is for you.
What you have
Required Qualifications:
• A valid and active FINRA Series 7 license required
• Obtaining or acquiring FINRA Series 66 (63/65) license and Life...
Read more
2 similar jobs: New York, Rochester
JP Morgan Chase-New York
with BloombergStrong MS Office skills (Word and PowerPoint)FINRA Series 7 and Series 63 (or ability/willingness to obtain)...
Read more
jobvertise.com -
Citigroup Inc.-New York
institution(s)
• Consistently demonstrates clear and concise written and verbal communication
• Demonstrated ability to remain unbiased in a diverse working environment
• Series 7, 79 and 63 licenses within 150 days of joining.
Education
• Bachelor’s...
Read more
appcast.io -
RK Partners-Albany
can focus on activities that get results. Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant is current and in good standing: CFP, ChFC, PFS, CFA, CIC.
Responsibilities
• Prospecting...
Read more
talentnest.com -
Citigroup Inc.-New York
preferred
• Basic understanding of investment and financial planning strategies preferred
• Must be a self-starter, problem solver and a goal-oriented team player able to work without direction
• Securities Industry Essentials – SIE - Active Series 7, 66...
Read more
appcast.io -
JP Morgan Chase-New York
skills (Excel/PowerPoint/Word) and familiarity with market/trading tools (e.g., Bloomberg or comparable systems)* Series 7 and 63 required...
Read more
jobvertise.com -
AWM, Private Bank, Regional Lending Advisor, Managing Director- NYC New York · · Extended Manag[...]
Goldman Sachs Bank AG-New York
to engage effectively with clients, advisors, and senior leadership.
• Highly collaborative, with a track record of driving results across matrixed organizations.
• Series 7, 63, and SIE required (or must be obtained within 4 months).
Salary and Benefits...
Read more
appcast.io -
New York
Bachelor’s degree in Finance, Economics, Accounting, or related field
• 0-2 years of relevant experience in investment analysis or portfolio support
• Series 7 and 66 preferred, or willingness to obtain if not already licensed
Skills:
• Great communication...
Read more
rockco.com -
CFA Institute-New York
and procedures.
• Strong understanding of trading procedures and broader regulatory and financial concepts.
• Series 7, 63, and 55 licenses required.
• Strong quantitative analysis, technology and financial analysis skills.
• Strong risk management skills...
Read more
appcast.io -
New York
for:
• Bachelor’s degree required
• 1-2 years of work experience in finance or accounting preferred
• Series 7, 63, 86 and/or 87 a plus, but not required
• Passion for the markets, a plus
• Excellent research, writing, communication, and organization skills...
Read more
sig.com -
New York
experience within financial industry, or equivalent experience, preferred
• Series 7 & 66 strongly preferred, and if not, willing to obtain
• BA/BS degree
Skills:
• Strong client facing, interpersonal, organizational, and client service skills...
Read more
rockco.com -
Kingston (NY)
and services, and creating a lifelong financial relationship.
Responsibilities:
• Use working knowledge obtained from the Series 7 & 66 certifications to support new memberships, accounts, loans, and investment services for members. Utilize resources...
Read more
hvcu.org -
New York
or accounting and valuation services
• Preferred: Capabilities within computer science, programming, data analysis
Licenses & Credentials:
• Minimum Required: Series 7 & Series 66 (or 65 and 63) within 12 months of hire
Systems & Technology:
• Proficient...
Read more
icims.com -
New York
years of (analytical) work experience in such fields as finance/accounting and/or engineering.
• Prior equity research (sell/buy side) a plus
• Knowledge of the technology sector (Hardware, Software, Internet), a plus
• Series 7, 63, 86 and/or 87 a plus...
Read more
sig.com -
Michael Page-New York
of compliance experience within an investment adviser, asset management, or broker-dealer environment.
• Strong understanding of U.S. securities regulations impacting investment advisers and broker-dealers.
• Series 7 and Series 63 licenses required...
Read more
michaelpage.com -
1 similar job: International
12
Companies now hiring in New York State:
Series 7 jobs in New York State – Similar offers:
Series 7 jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Series 7, New York State
It's free, and you can cancel email updates at any time
12