Series 7 Jobs in New York State

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Search Results - Series 7 Jobs in New York State

Portfolio Associate - Private Wealth Mgmt - MUST be Registered Series 7 and 63/66 - up to $150k+...

CitiStaffing-New York-yesterday

Job Description Portfolio Associate Job responsibilities include high touch client service, establishing new accounts, trade processing and trade allocations, interfacing regularly with Trading, Compliance. Must follow the markets. SERIES 7, 63...

Capital Markets & Operations Assistant

H.C. Wainwright & Co., LLC-New York-today

attention to detail and strong organizational skills 3. FINRA Series 7 License or the ability to obtain within one (1) year of hire Base Salary: $50,000...

Investment Operations Associate

Point Wealth Management-Melville (NY)-yesterday

Collaborate with other departments to enhance cross-functional efficiencies. Qualifications & Skills: • Bachelor's degree in Finance or related field • 1+ years of investment operations and analysis experience • FINRA Series 7 and 63 or 66 (preferred...

Vice President of Sales – Wealth Management (NEW YORK CITY)

Fisher Investments-New York-mindmatch.ai-yesterday

face-to-face or virtually in your local territory Your Qualifications: • 5+ years experience working in financial services • FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred • Multi-year track record of success driving results...

Financial Advisor (Training Provided)

Northwestern Mutual-New York-yesterday

be able to commit to a full-time, Monday-Friday, 9am-5pm work schedule • JD/Ivy League/Athlete a PLUS Northwestern Mutual also sponsors licensing for Financial Advisors, including the SIE, Series 6, Series 7 and Series 63, so this is an ideal role...

Regional Vice President of Sales (NEW YORK CITY)

Fisher Investments-New York-mindmatch.ai-yesterday

Senior Operations Specialist

Open Systems Technologies-New York-yesterday

Experience working at a broker-dealer, clearing firm, or prime broker Familiarity with: • Omgeo CTM / ALERT • Institutional onboarding • Client Series 7, 63, or 99 licenses preferred...

Vice President of Sales – Financial Services (NEW YORK CITY)

Fisher Investments-New York-mindmatch.ai-yesterday

Director of Ensemble Supervision

Northwestern Mutual-Melville (NY)-yesterday

and navigating contract, license, and registration processes. • Develop supervisory plans to address non-standard behavior or sales practice concerns when applicable. Qualifications • Active and valid FINRA Series 7, 9/10, and 63 registrations are required...

AWM, Private Bank, Regional Lending Advisor, Managing Director- NYC New York · · Extended Manag[...]

Goldman Sachs Bank AG-New York-appcast.io-yesterday

to engage effectively with clients, advisors, and senior leadership. • Highly collaborative, with a track record of driving results across matrixed organizations. • Series 7, 63, and SIE required (or must be obtained within 4 months). Salary and Benefits...

Financial Advisor- Entry Level

Denis Development-Hauppauge-workable.com-6 days ago

abilities. • Self-motivated with a passion for helping clients achieve their financial objectives. • Ability to work collaboratively within a team environment. • Commitment to obtaining necessary industry licenses (e.g., Series 7, Series 63). • Previous...

Managing Director, Global Markets

CFA Institute-New York-appcast.io-5 days ago

and procedures. • Strong understanding of trading procedures and broader regulatory and financial concepts. • Series 7, 63, and 55 licenses required. • Strong quantitative analysis, technology and financial analysis skills. • Strong risk management skills...

Licensed Relationship Manager

Pleasant Valley (NY)-hvcu.org-4 days ago

and services, and creating a lifelong financial relationship. Responsibilities: • Use working knowledge obtained from the Series 7 & 66 certifications to support new memberships, accounts, loans, and investment services for members. Utilize resources...

Financial Advisor - Licensed

RK Partners-Albany-talentnest.com-5 days ago

can focus on activities that get results. Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant is current and in good standing: CFP, ChFC, PFS, CFA, CIC. Responsibilities • Prospecting...

VP, Asset Management Operations

New York-icims.com-today

REQUIREMENTS: • 4-year college degree required. Advanced degree a plus • 10+ years in financial services or operations experience in process improvement and performance analysis • Series 7, Series 24 a plus What We Offer: We're proud to offer a competitive...