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Series 7 Jobs in Los Angeles

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Search Results - Series 7 Jobs in Los Angeles
Avantax Planning Partners-Los Angeles
of related experience and/or training.
  • Experience with MS Excel and Word, and the internet, required.
  • Experience with a financial planning software program(s) preferred.

Certificates, Licenses, Registrations:

  • Required: FINRA Series7/66, or 63/65...
mindmatch.ai -
Los Angeles

us a trusted leader for more than 140 years!

Who You Are:

  • Bachelor's degree or equivalent experience required, plus 2 + related industry experience required with a strong preference to RIA experience.
  • FINRA Series7 & 63 Licenses required...
principal.com -
Insight Global-Los Angeles

workplace participants better understand and maximize their plan benefits and provide the education and guidance they need to make their own informed decisions.

Requirements:

  • Needs to have series7 & 63.

Skill Sets:

  • 2 years of investment sales...
mindmatch.ai -
Los Angeles

hypothetical/proposals, for advisors for MainStay Mutual Funds, ETF's and SMA accounts

  • Assist with the planning and overall coordination of conferences/seminars/plan participant meetings

Required Qualifications:

  • FINRA Series7 and 63 required...
tiptopjob.com -
IDR, Inc.-Los Angeles

Services experience

  • Highly analytical mindset
  • Must be flexible, be adaptive, and be able to juggle multiple projects at once
  • Prior leadership experience is a plus
  • Series7 or Series 63 license is highly preferred
Whats in it for you?
  • Opportunity...
mindmatch.ai -
Highspeed Staffing-Beverly Hills (CA), 11 mi from Los Angeles
Position: Series7 Broker / Sales Associate
Location: Beverly Hills, CA
Duration: Full-time

Salary: DOE

Job Description:

Seeking experienced registered representatives or highly motivated individuals to work with seasoned professionals...

resume-library.com -
Cooper White Group-Los Angeles
and communication skills, with the ability to build trust and rapport with clients and colleagues.
  • Strong analytical and problem-solving abilities, with a keen attention to detail.
  • Series7 and 66 (or 63/65) licenses required; additional licenses...
mindmatch.ai -
Fidelity TalentSource LLC-Los Angeles

with Fidelity.

The Expertise We re Looking For
  • FINRA Series7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
  • Financial services experience preferably in financial planning
  • Degree...
mindmatch.ai -
Fidelity TalentSource LLC-Los Angeles

Job Description:

This role is a REMOTE job, but does require you to currently live within 90 miles of the Greater Los Angeles, CA area.

The/u00A0Expertise/u00A0We re Looking For
  • Series7 & Series 63 licenses required
  • Series 66 required within...
mindmatch.ai -
Strategic Fortune Wealth Management-West Covina, 19 mi from Los Angeles
management, and investment services.
  • Utilize your firms team of specialists to successfully run your practice.

Desired Characteristics, Skills, & Experience:

  • Bachelor’s degree
  • Licensure & Registrations (Life, Accident & Health, Series7 & 66...
mindmatch.ai -

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