Series 7 Jobs in Los Angeles
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Search Results - Series 7 Jobs in Los Angeles
Capstone Partners Financial and Insurance Services-Los Angeles-
as backup Front Desk Coordinator when required
• Any other duties assigned by manager
Qualifications
• Bachelor’s degree in finance, business administration, or a related field preferred
• Preferred Series 7 and Series 66 or willing to obtain...
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Los Angeles-icims.com-
Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1:
• Average advisor annual earnings...
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Northwestern Mutual-Los Angeles-
to launch your career
• Mentorship and professional development training throughout your entire career
• Development stipends and expense allowance
• Sponsorship of Licensing/Credentialing (SIE/Series 7/Series 63, Life & Health Ins)
• Leadership...
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Signature Estate & Investment Advisors, LLC-Redondo Beach (CA), 12 mi from Los Angeles-
or university.
• Minimum one year of financial services experience.
• Preferred FINRA licenses Series 7 and 66.
• Computer skills required: Spreadsheet Software (Excel); Order Processing Systems; Word Processing Software (Word); Electronic Mail Software (Outlook...
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Tamar Securities, LLC-Los Angeles-
examination processes.
• Prior experience in a law firm, regulatory agency, or in-house legal/compliance role within wealth management or asset management is a plus.
• High Social Intelligence skills.
• Clean U-4 required.
• Series 7, 63, or 65 required.
Key...
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RK Partners-Newport Beach, 35 mi from Los Angeles-talentnest.com-
can focus on activities that get results. Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant is current and in good standing: CFP, ChFC, PFS, CFA, CIC.
Responsibilities
• Prospecting...
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The Anderson Search Group-Beverly Hills (CA), 11 mi from Los Angeles-
Candidate Shall Possess:
• Clean U4 and Series 7, 6 and 63 or 66, and Life and Health Insurance
• CFP preferred but not required
• Proven ability to have built their own book of business to at least $40 million AUM in fee based business
• Experience...
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RK Partners-West Los Angeles, 13 mi from Los Angeles-talentnest.com-
as to service and support insurance and investment operations.
***MUST HAVE Series 7, 63/65/66 and LAH
1 day in office
Responsibilities
• Develop and maintain a deep understanding of the comprehensive planning philosophy and process, from initial meeting...
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Signature Estate & Investment Advisors, LLC-Redondo Beach (CA), 12 mi from Los Angeles-
year college or university.
• Minimum one year of financial services experience.
• Preferred FINRA licenses Series 7 and 66.
• Computer skills required: Spreadsheet Software (Excel); Order Processing Systems; Word Processing Software (Word); Electronic...
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Northwestern Mutual-Ontario, 33 mi from Los Angeles-
Development stipends and expense allowance
• Sponsorship of Licensing/Credentialing (SIE/Series 7/Series 63, Life & Health Ins)
• Leadership opportunities
• Leading industry products and solutions built on an integrated technology platform
• Full heath...
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