Series 7 Jobs in San Francisco
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Search Results - Series 7 Jobs in San Francisco
JPMorgan Chase & Co.-San Francisco-appcast.io-
for technology-driven products. Series 7 and 63 certifications are required.
#J-18808-Ljbffr...
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San Francisco-icims.com-
Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1:
• Average advisor annual earnings...
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Social Finance, Inc. (SoFi)-San Francisco-appcast.io-
example: 01/30/25).
• Do you currently hold, or intend to hold, any FINRA licenses if employed by SoFi? (i.e., Series 7, Series 24, Series 27, Series 99, etc.) * Select...
• What FINRA license(s), if any, do you currently hold? *
• N/A
• Series 3 (S3)...
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San Francisco-rockco.com-
will have a combination of the following FINRA registrations (e.g., Series 7-9-10-24-63-65-66).
• 7+ years in the securities industry; experience in supervisory control functions, account monitoring / surveillance, supervision, sales practices...
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Social Finance, Inc. (SoFi)-San Francisco-appcast.io-
example: 01/30/25).
• Do you currently hold, or intend to hold, any FINRA licenses if employed by SoFi? (i.e., Series 7, Series 24, Series 27, Series 99, etc.) * Select...
• What FINRA license(s), if any, do you currently hold? *
• N/A
• Series 3 (S3)...
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San Francisco-icims.com-
segment.
• 5+ years of experience in one or a combination of the following: business development/sales, financial services consulting or investment research.
• Successfully completed FINRA Series 7 and 63 exams to qualify for immediate registration...
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Fidelity Investments-San Francisco-
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility
• Degree and/or other...
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Fidelity Investments-San Francisco-
These simple but powerful values set us apart from our competition.
The Expertise You Have
• Series 7 required
• Series 63 or ability to obtain within 90 days
• 2-3 years of previous financial services experience
The Skills You Bring
• Broad based...
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Citigroup Inc.-San Francisco-appcast.io-
Qualifications
• 6‑10 years of experience
• NYSE Series 7 and 66 licenses and additional licensing as needed
• Proficient in software applications (e.g., Microsoft Word, Excel)
• Knowledge of Bloomberg – a definite asset
• Ability to communicate with co...
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JPMorgan Chase & Co.-San Francisco-appcast.io-
calls and emails) with new and existing clients and prospects
• Established "self-starter", and self-motivated as demonstrated by level of competitiveness
• Series 7, Series 63 required
This position is subject to Section 19 of the Federal Deposit...
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TD Bank-San Francisco-appcast.io-
or Mathematics/Economics* Series 7, 79 and 63* 5-7 Years of related experience**Physical Requirements:**Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%* Domestic Travel – Occasional* International Travel – Never* Performing sedentary work...
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Allocator One Group-San Francisco-appcast.io-
are comfortable doing hands‑on work (data entry, tracking, reconciliation) while also building systems.
Nice to Have
• FINRA Series 7 or Series 65 (not required, but valued).
• Prior multi‑fund platform experience.
• CPA or accounting background is a plus...
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TD Bank-San Francisco-appcast.io-
to demonstrate governance, control and risk management behaviors in alignment with TD policies and practices**Education & Experience:*** Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics.* Series 7 and 63* 7-10 years related...
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