Series 7 Jobs in California
1 - 15 of 42
Search Results - Series 7 Jobs in California
Signature Estate & Investment Advisors, LLC-Redondo Beach (CA)
or university.
• Minimum one year of financial services experience.
• Preferred FINRA licenses Series 7 and 66.
• Computer skills required: Spreadsheet Software (Excel); Order Processing Systems; Word Processing Software (Word); Electronic Mail Software (Outlook...
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E.A. Buck Financial Services-Hayward
Proven ability to drive sales and develop financial advisors
• Series 65 or a Series 7 paired with 66 and Life & Health licenses required; CFP® preferred
• Strong communication, leadership, organizational skills, must be comfortable with public speaking...
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JPMorgan Chase & Co.-Palo Alto (CA)
responsibilities include advising clients on their financial needs and generating new business. Applicants also need Series 7, 66, and Insurance licenses. This position offers a collaborative environment with ample opportunities for career growth.
#J-18808-Ljbffr...
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appcast.io -
CMC Recruiting-Redwood City
management, or investment operations
• Series 7 license preferred
• Life and Health Insurance license preferred
• Strong client service orientation with excellent written and verbal communication skills
• Highly organized with exceptional attention to detail...
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Charles Schwab-San Mateo (CA)
is for you.
What you have
• Required Qualifications:
• A valid and active FINRA Series 7 license required
• Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job...
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The Anderson Search Group-San Francisco
plan.
The Ideal Candidate Shall Possess:
• Clean U4 and Series 7, 6 and 63 or 66, and Life and Health Insurance
• CFP preferred but not required
• Proven ability to have built their own book of business to at least $40 million AUM in fee based...
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1 similar job: Beverly Hills
RK Partners-Newport Beach
can focus on activities that get results. Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant is current and in good standing: CFP, ChFC, PFS, CFA, CIC.
Responsibilities
• Prospecting...
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talentnest.com -
Capstone Partners Financial and Insurance Services-Los Angeles
as backup Front Desk Coordinator when required
• Any other duties assigned by manager
Qualifications
• Bachelor’s degree in finance, business administration, or a related field preferred
• Preferred Series 7 and Series 66 or willing to obtain...
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Charles Schwab-Campbell (CA)
Required Qualifications:
• Bachelor’s degree or equivalent work-related experience
• A valid and active Series 7 license required
• A valid and active Series 66 (63/65) license required
• A valid and active Series 9/10 (8) license required (may...
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Dexian-Vista (CA)
of the FINRA SIE exam
• FINRA Series 7
• Experience with Envestnet / Wealth Management Platform
• Bachelor’s degree in business, Finance or related field is preferred
• Prior Experience or Exposure Including: Financial Services, Investment Advisory, Billing...
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Cetera Financial Group, Inc.-San Diego
in Finance, Financial Planning, Business, or a related field (or equivalent experience)
• Relevant financial services licenses required, Series 7 and 65/66
• CFP , CPWA , Paraplanner certification, or similar credential preferred
• Minimum 3 years...
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Allocator One Group-San Francisco
are comfortable doing hands-on work (data entry, tracking, reconciliation) while also building systems.
Nice to Have
• FINRA Series 7 or Series 65 (not required, but valued).
• Prior multi-fund platform experience.
• CPA or accounting background is a plus...
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join.com -
Livermore (CA)
to meet ambitious goals.
• Strong knowledge of bank products and services.
• Excellent interpersonal, communication, and presentation skills.
• Licenses: Series 7 and 66 required. Will assist with licensing if needed.
What Makes Fremont Bank Associates...
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icims.com -
RK Partners-San Diego
or more of the following FINRA Registrations: Series 6, Series 7, Series 63, Series 65, Series 66
• State life and health insurance license (or ability to obtain)
The right platform can change the trajectory of your career....
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talentnest.com -
2 similar jobs: Chicago, Newport Beach
Kestra Financial Independent Advisor-Palo Alto (CA)
licensing
• Supports advisor with client follow-up and documentation
This role is NOT
• A sales position
• A business development role
• An advisor-track position
Requirements
• Active Series 7 and 63 licenses (preferred but not required)
• 5+ years...
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workable.com -
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