Series 7 Jobs in California

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Search Results - Series 7 Jobs in California

Financial Advisor, Series 7 & 66 Hybrid or In-person

apartmentHARVEST WEALTH GROUPplaceExeter (CA)languagegnahiring.comevent_availableyesterday

Experience • Active Series 7 & 66 (or equivalent) • Prior experience as a financial advisor or relationship manager in wealth management or financial services. • Comfort managing a book of business with both service and sales responsibility. • Strong...

Financial Advisor

apartmentAppleOne Employment ServicesplaceCamarilloevent_availabletoday

computer skills • Licensing Requirements: Must hold one of the following: • SIE + Series 7 + Series 63 & 65, or • SIE + Series 7 + Series 66 • CFP designation may be accepted in place of FINRA licensing • State Life, Accident, and Health license...

Client Associate

apartmentJobotplacePasadenaevent_availabletoday

Proficiency with CRM systems and Microsoft Office (Excel, Word, Outlook) Series 65 or Series 7 & 66 required Interested in hearing more? Easy Apply now by clicking the "Apply" button. Jobot is an Equal Opportunity Employer. We provide an inclusive work...

Private Banker VP: Wealth Strategy & Growth

apartmentJPMorgan Chase & Co.placePalo Alto (CA)languageappcast.ioevent_availableyesterday

responsibilities include advising clients on their financial needs and generating new business. Applicants also need Series 7, 66, and Insurance licenses. This position offers a collaborative environment with ample opportunities for career growth. #J-18808-Ljbffr...

Registered Client Service Associate

apartmentMorgan StanleyplaceMenlo Park (CA)languagemindmatch.aievent_availabletoday

reports for processing at the direction of the FA/PWA Qualifications Education and/or Experience High School Diploma/Equivalency College degree preferred Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Two or more...

1 similar job: Lisle

VP, Platform Solutions: Tax-Smart Growth for RIAs

apartmentJPMorgan Chase & Co.placeSan Franciscolanguageappcast.ioevent_availableyesterday

for technology-driven products. Series 7 and 63 certifications are required. #J-18808-Ljbffr...

Registered Client Service Associate

apartmentMorgan StanleyplaceSan Franciscolanguagemindmatch.aievent_availableyesterday

reports for processing at the direction of the FA/PWA Education, Experience, Knowledge, and Skills: Education and/or Experience High School Diploma/Equivalency College degree preferred Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG)...

Client Service Associate

apartmentSignature Estate & Investment Advisors, LLCplaceLos Angelesevent_availabletoday

QUALIFICATIONS: • Bachelor's Degree (BA) from four-year college or university. • Preferred FINRA licenses Series 7 and 66. • Computer skills required: Spreadsheet Software (Excel); Order Processing Systems; Word Processing Software (Word); Electronic Mail...

Financial Services Representative - State Farm Agent Team Member

apartmentAntonio Mendoza State FarmplaceSanta Maria (CA)languageteammemberhire-recruit.comevent_available5 days ago

allocation. • Conduct financial reviews and recommend appropriate products. • Maintain compliance with financial regulations. QUALIFICATIONS: • 3+ years of experience in financial services. • Analytical and communication skills. • FINRA Series 7 and 63...

Financial Advisor / Sales Opportunity

apartmentNorthwestern MutualplaceLos Angelesevent_availabletoday

to launch your career • Mentorship and professional development training throughout your entire career • Development stipends and expense allowance • Sponsorship of Licensing/Credentialing (SIE/Series 7/Series 63, Life & Health Ins) • Leadership...

Investment Associate- West Los Angeles

apartmentRK PartnersplaceWest Los Angeleslanguagetalentnest.comevent_available4 days ago

portfolio reviews. Required Qualifications: • Bachelor’s degree, and/or equivalent work experience with strong interest in financial markets is preferred • FINRA Registration (Series 7, 63 or 66) • 2+ years of Investment Operations experience...

Investment Associate

placeLos Gatoslanguagerockco.comevent_availabletoday

financial analysis in the investment field • CFA, CAIA, and/or MBA preferred • Series 7 & 66 preferred or willingness to obtain Skills: • Strong skills in working with investment-related data services including Bloomberg & FactSet • Strong understanding...

Financial Advisor

placeSan Joselanguageicims.comevent_available1 week ago

Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits • Performance-based earnings and revenue^1: • Average advisor annual earnings...

Wealth Relationship Manager

placeCupertinolanguagetiptopjob.comevent_available4 days ago

with Compliance, Credit and Risk and Internal Control to ensure a balanced risk operating environment • Series 7, 63, 65 or 66 (in lieu of 63 and 65), Life and Health insurance licenses required • Mandarin Language required As an HSBC employee, you will have...

Client Service Administrator In-Person or Remote. Entry to Senior

apartmentHARVEST WEALTH GROUPplaceExeter (CA)languagegnahiring.comevent_available1 month ago

your own skills • •Communicate clearly with advisors, vendors, and custodians • •Work toward licensing (Series 7, 66) with firm support What you bring: 1–2 years in financial services (or equivalent administrative experience), a willingness to get...