Series 7 Jobs in Charlotte
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Search Results - Series 7 Jobs in Charlotte
Russell Tobin-Charlotte-
educating clients and advisors on company systems, processes, and policies.
MUST HAVE: Participate in a company-sponsored training program to prepare for and obtain FINRA SIE, Series 7, and Series 63 licenses.
Key Responsibilities
• Handle a high volume...
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Empower-Charlotte-
department and firm initiatives.
What You Will Bring:
• FINRA Series 7, 63, and 65 (or 66) registrations required.
• 3+ years of financial industry experience with demonstrated sales success required.
• Exceptional listening, verbal, and presentation skills...
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Charles Schwab-Charlotte-
to execute the Schwab strategy. Essential skills include:
• CFP® designation, CFA® designation required (may consider 24 month condition of employment)
• Bachelor's Degree required
• Active and valid FINRA Series 7 license required
• Active and valid FINRA...
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Fidelity Investments-Charlotte-
to include options, equities, mutual funds and fixed income trades and other specialized monetary requests
The Expertise We’re Looking For
• Series 7 required
• Series 63 preferred (paid training & support provided)
• 2-3 years of previous experience...
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Charlotte-icims.com-
Qualifications
• Deep understanding of asset management products, vehicles, services, and market dynamics
• Proven success working cross-functionally in dynamic, evolving environments
• FINRA Series 7 and 63 (or 66) licenses
• Strong problem-solving capabilities...
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Charlotte-principal.com-
license; non-resident state Life/Health and Variable Annuity licensing for all non-resident states in which business will be conducted.
Securities exams and IAR appointment include:
• Series 7 and 63 or equivalent, 24, 65 and/or 66 as required...
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Charles Schwab-Belmont (NC), 11 mi from Charlotte-
love, this may be the opportunity for you.
What you have
Required Qualifications:
• CFP® designation or CFA® designation
• Bachelor's degree
• Active and valid FINRA Series 7 license
• May be obtained with a 120-day condition of employment
• Active...
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Cetera Financial Group-Dallas (NC), 20 mi from Charlotte-jobvertise.com-
Accounting, Wealth Management, Advisory) within a sales environment.FINRA Series 7, 65 or 66 licenses.Negotiation and creating compelling value propositions for prospective clients.Effective communication and presentation techniques.Working knowledge...
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Charles Schwab-Huntersville (NC), 12 mi from Charlotte-
to execute the Schwab strategy. Essential skills include:
• CFP® designation, CFA® designation required (may consider 24 month condition of employment)
• Bachelor's Degree required
• Active and valid FINRA Series 7 license required
• Active and valid FINRA...
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Charlotte-icims.com-
Currently FINRA SIE and series 7 and 63 (or 66) licensed or successfully attain within first 6 months of employment.
• Demonstrated ability to analyze complex financial data and market trends.
• Outstanding abilities in developing and implementing strategies...
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