Series 7 Jobs in Charlotte
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Search Results - Series 7 Jobs in Charlotte
Dexian-Charlotte
Job Description
Join one of the most prestigious fortune 50 Financial Institutions in the World!!
MUST HOLD SERIES 7
Complaints Specialist – Series 7 (Trading)
Location: Charlotte, NC
Pay: $32 hr (6 month CTH)
When transferred to Salary full...
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Tundra Technical Solutions-Charlotte
Comfortable working in a fast-paced, phone-based environment
• Customer-focused mindset with a passion for helping clients achieve financial success
Preferred Qualifications
• Active Series 7 License
• Active Series 63 or Series 66 License
• Experience...
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CMC Recruiting-Charlotte
Job Description
Location: Charlotte, NC | Hybrid
Compensation: $65,000–$75,000 base salary + $5,000–$10,000 performance based bonus
Licenses: Series 7 and 66 preferred
Experience: 2–5 years within wealth management
Our client is a growing...
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Charlotte
assisted content workflows
• Relevant certifications (e.g., CFA, CAIA, Series 7 license or progress toward designation)
• Experience in helping to support organizing activities in both physical and digital environments
• Flexible, open-minded, proactive...
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icims.com -
Equitable-Charlotte
licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus)
Results-driven, highly motivated, self-starter who possesses integrity, a strong work ethic and the desire to help others plan for and protect their financial futures
Team player who...
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Randstad-Charlotte
and exercise some independent judgment while developing understanding of function, policies, procedures, and compliance requirements.
• Provide information to client personnel in Customer Service.
Skills
• Customer Service
• Customer support
• Series 7...
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randstadusa.com -
Charlotte
to the compliance program. Assist manager with implementation of changes as appropriate.
Qualifications:
Required Qualifications
• 5-10 years of experience in asset management compliance and/or comparable function
• Active FINRA Series 7, 24, and 63
• Strong...
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icims.com -
Charlotte
licensing required (SIE, Series 7, Series 63, and Series 24), or ability to obtain within 120 days
• Strong understanding of asset management, investment products, and distribution channels
• Proven ability to build relationships, influence outcomes...
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principal.com -
Charlotte
Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1:
• Average advisor annual earnings...
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icims.com -
Charlotte
years of experience in one or a combination of the following: business development/sales, financial services
consulting or investment research.
• Successfully completed FINRA Series 7 and 63 exams to qualify for immediate registration (or FINRA...
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icims.com -
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