Series 7 Jobs in North Carolina

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Search Results - Series 7 Jobs in North Carolina

Financial Professional

Dexian-Charlotte-yesterday

Job Description Join one of the most prestigious fortune 50 Financial Institutions in the World!! MUST HOLD SERIES 7 Complaints Specialist – Series 7 (Trading) Location: Charlotte, NC Pay: $32 hr (6 month CTH) When transferred to Salary full...

Individual Financial Consultant

Tundra Technical Solutions-Charlotte-today

Comfortable working in a fast-paced, phone-based environment • Customer-focused mindset with a passion for helping clients achieve financial success Preferred Qualifications • Active Series 7 License • Active Series 63 or Series 66 License • Experience...

1 similar job: Frisco

Investment Operations Specialist

CMC Recruiting-Charlotte-yesterday

Job Description Location: Charlotte, NC | Hybrid Compensation: $65,000–$75,000 base salary + $5,000–$10,000 performance based bonus Licenses: Series 7 and 66 preferred Experience: 2–5 years within wealth management Our client is a growing...

Senior Investment Writer

Charlotte-icims.com-5 days ago

assisted content workflows • Relevant certifications (e.g., CFA, CAIA, Series 7 license or progress toward designation) • Experience in helping to support organizing activities in both physical and digital environments • Flexible, open-minded, proactive...

Retirement Benefits Group

Equitable-Charlotte-yesterday

licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus) Results-driven, highly motivated, self-starter who possesses integrity, a strong work ethic and the desire to help others plan for and protect their financial futures Team player who...

Financial Planning Mentee

Oakbridge Financial Group - Raleigh, NC-Raleigh-jobvertise.com-1 week ago

life and health licenses, FINRA Series 7 and 66 registrations. • MBA, JD, CFP®, CPA or ChFC, a plus. Individuals who excel at AXA Advisors come from many different professional backgrounds including: • Sales • Law • Brokerage • Management...

Retirement Benefits Group

Equitable-Raleigh-yesterday

Customer Service Specialist 2

Randstad-Charlotte-randstadusa.com-2 weeks ago

and exercise some independent judgment while developing understanding of function, policies, procedures, and compliance requirements. • Provide information to client personnel in Customer Service. Skills • Customer Service • Customer support • Series 7...

Senior Compliance Analyst

Charlotte-icims.com-2 weeks ago

to the compliance program. Assist manager with implementation of changes as appropriate. Qualifications: Required Qualifications • 5-10 years of experience in asset management compliance and/or comparable function • Active FINRA Series 7, 24, and 63 • Strong...

Sr Wealth Sales Associate - Team Lead

Charlotte-principal.com-3 weeks ago

licensing required (SIE, Series 7, Series 63, and Series 24), or ability to obtain within 120 days • Strong understanding of asset management, investment products, and distribution channels • Proven ability to build relationships, influence outcomes...

Financial Advisor

Cary-icims.com-3 weeks ago

Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits • Performance-based earnings and revenue^1: • Average advisor annual earnings...

Retirement Benefits Group

Equitable-Greensboro-yesterday

Financial Advisor

Lincolnton (NC)-tiptopjob.com-3 weeks ago

and maintain licensing capability. • Prepare reports and present as appropriate Qualifications :Series 7, Series 66, Life and Health licenses required • Proficiency in Microsoft Office products • Prior Sales experience in a bank environment is preferred...

Senior Wealth Specialist

Charlotte-icims.com-1 month ago

years of experience in one or a combination of the following: business development/sales, financial services consulting or investment research. • Successfully completed FINRA Series 7 and 63 exams to qualify for immediate registration (or FINRA...