Series 7 Jobs in Missouri
1 - 15 of 23
Search Results - Series 7 Jobs in Missouri
Randstad-Saint Louis
are interested in becoming part of a team where you can contribute to drive both personal and organizational goals, this may be the right fit for you!
As aCustomer Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7...
randstadusa.com -
First Mid Bank & Trust-Columbia (MO)
sales experience in the wealth management and investment services industry
• Bachelor's degree strongly preferred; Master's degree or related professional certification a plus
• Must possess FINRA Series 7 and Series 66 and Life & Health licenses...
Gatewood Wealth Solutions-Brentwood (MO)
and compliance standards.
• Knowledge of the financial industry, financial products, financial planning concepts, and investment management.
• Series 66 securities registration within 100 days of employment, and Series 7 within one year.
• Missouri Life...
resume-library.com -
Empower-Ballwin
federal and state requirements as they pertain to securities and insurance regulations etc., in support of strategic department and firm initiatives.
What You Will Bring:
• FINRA Series 7, 63, and 65 (or 66) registrations required.
• 3+ years...
mindmatch.ai -
22 similar jobs: Park, Kansas City, Phoenix, Meriden, Saint Louis...
Edward Jones-Kansas City
and professionally.
Job Requirements
• High School Diploma/Equivalent required; Bachelor's degree preferred
• Series 7 and Series 66 required, if not currently registered, registrations may be obtained at Edward Jones during the assigned study period
• At least 3-5...
Empower-Ballwin
You Will Bring
• FINRA Series 7 & 24 required
• 10+ years of relevant securities experience, preferably in compliance or supervision
• Deep understanding and broad experience in the field; regulatory requirements including the business impacts...
mindmatch.ai -
Edward Jones-Harrisonville (MO)
Series 7 and Series 66 required; if not currently registered, registrations may be obtained at Edward Jones during the assigned study period
• FINRA registrations are required within three months. State insurance licenses are also required...
Saint Louis
support to clients, may enter trades as directed by the FA(s).Series 7 and 66 licenses, or the ability to obtain after hire, preferred but not required. Licensed candidates will be considered.
What We're Looking For:
• Perform clerical functions related...
icims.com -
Northwestern Mutual-Columbia (MO)
SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue1:
• Average advisor annual earnings of $61K-$119K (based...
Randstad-Saint Louis
or equivalent
• **Series 7 required** – MUST BE ACTIVE (or within 6 month window so it may be re-activated quickly)
• Brokerage operations experience preferred
• Customer service experience
Model:
• 30 days of onsite training
• 5 days on/ 5 days remote after...
randstadusa.com -
City National Bank-Jefferson City
2 + years delivering formal client presentations
• FINRA Series 7 and 63 or 66 licenses
• Ability to travel 40-50% of the time
Additional Qualifications
• CFA - Chartered Financial Analyst (or in process of becoming CFA Charterholder...
Saint Louis
Licenses & Credentials:
• Minimum Required: FINRA Series 7 and 66 (or 63 and 65 instead of 66).
• Minimum Required: Life, Health, and Long-Term Care Insurance Licenses (or ability to obtain within 30-45 days of hire).
• Certified Financial Planner (CFP...
icims.com -
Edward Jones-Maryville (MO)
relationship building
• Adaptable to new information seeking the right solutions for clients
• Comfortable in your ability to think critically
• Passion for new opportunities
Candidate qualifications:
• Series 7 and Series 66 required...
Gatewood Wealth Solutions-Brentwood (MO)
and compliance standards.
• Knowledge of the financial industry, financial products, financial planning concepts, and investment management.
• Series 66 securities registration within 100 days of employment, and Series 7 within one year.
• Missouri Life...
workable.com -
Northwestern Mutual Life Insurance Company-Springfield (MO)
SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue1:
• Average advisor annual earnings of $61K-$119K (based...
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