Series 7 Jobs in New Jersey
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Search Results - Series 7 Jobs in New Jersey
Goodwin Recruiting-Hoboken (NJ)-
OF!!
Financial Advisor Requirements:
• Experience in investment advisory with a proven book of business, 10-20 Million AUM
• Certified as an Investment Adviser Representative (Series 65, Series 7 + 66, or equivalent).
• Excitement about the ability to not cold...
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1 similar job: Freehold
RSM US LLP-Jersey City-
banking / financial services organizations .
• Ability to work independently in a fast‑paced, client‑delivery environment.
Preferred
• Prior CCO, senior compliance, or regulatory remediation experience.
• Series 7, 24, 63, 65, 66 SIE (active...
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United Placement Group-Edison (NJ)-workable.com-
insurance license
• Series 65, or Series 7 & 66, or ChFC
• Clean U4 record (if registered)
• Proven face‑to‑face sales success with a consultative, needs‑based approach
• Comfortable with basic tech (CRM, e‑applications, email, Microsoft Office...
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RSM US LLP-Newark-
banking / financial services organizations .
• Ability to work independently in a fast‑paced, client‑delivery environment.
Preferred
• Prior CCO, senior compliance, or regulatory remediation experience.
• Series 7, 24, 63, 65, 66 SIE (active...
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Haddonfield-icims.com-
Required: High School Diploma or equivalent
• Minimum Required: 2 years clerical/related industry
Licenses & Credentials:
• Preferred: FINRA SIE, Series 7 and 63 or 66.
Systems & Technology:
• Proficient in Microsoft Excel, Word, PowerPoint, Outlook...
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RSM US LLP-Trenton-
banking / financial services organizations .
• Ability to work independently in a fast‑paced, client‑delivery environment.
Preferred
• Prior CCO, senior compliance, or regulatory remediation experience.
• Series 7, 24, 63, 65, 66 SIE (active...
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Jersey City-icims.com-
for the Series 7, 66, and SIE licenses. Once onboarded, you’ll join our Advisor Consultant desk, where you’ll play a key role in supporting business growth and deepening client relationships within a designated region.
As an Advisor Consultant, you...
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moomoo-Newark-
SQL
• Python
• Tableau
• Power BI
• Case Management & AML Monitoring Systems
Licenses & Certifications
Preferred:
• FINRA Series 7
• FINRA Series 24
• CAMS (Certified Anti-Money Laundering Specialist)
• CFE (Certified Fraud Examiner)
• CFCS...
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Hamilton (NJ)-rockco.com-
Experience with retail wealth management, brokerage products, advisory programs, alternative investments, structured products, and/or branch office operations preferred.
• FINRA Series 7 and Series 24 or other relevant securities licenses preferred...
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moomoo-Trenton-
SQL
• Python
• Tableau
• Power BI
• Case Management & AML Monitoring Systems
Licenses & Certifications
Preferred:
• FINRA Series 7
• FINRA Series 24
• CAMS (Certified Anti-Money Laundering Specialist)
• CFE (Certified Fraud Examiner)
• CFCS...
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moomoo-Jersey City-workable.com-
multiple business and control functions.
Licensing Requirements
• FINRA Series 7 – Required
• FINRA Series 24 – Required
• FINRA Series 3 – Strongly Preferred
• FINRA Series 4 – Preferred
Knowledge and Skills
• Comprehensive knowledge of the U.S...
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Princeton (NJ)-icims.com-
Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1:
• Average advisor annual earnings...
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moomoo-Jersey City-
SQL
• Python
• Tableau
• Power BI
• Case Management & AML Monitoring Systems
Licenses & Certifications
Preferred:
• FINRA Series 7
• FINRA Series 24
• CAMS (Certified Anti-Money Laundering Specialist)
• CFE (Certified Fraud Examiner)
• CFCS...
Read more
Newark-icims.com-
Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1:
• Average advisor annual earnings...
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Succasunna-icims.com-
Required: High School Diploma or equivalent
• Minimum Required: 2 years investment industry experience
Licenses & Credentials:
• Minimum Required: Series 7 and 63 or 66
Compensation Range:
Salary: USD $53,900.00/Yr. - USD $80,700.00/Yr.
Actual salaries...
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