Broker Dealer Jobs in Melville (NY)
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Search Results - Broker Dealer Jobs in Melville (NY)
Revolt Financial-Melville (NY)-
service items
• Coordinate with custodians, broker-dealer partners, insurance carriers, vendors, advisors, and internal team members to keep client work moving forward
• Track open service items, outstanding paperwork, underwriting requirements, and next...
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Melville (NY)-principal.com-
requests with broker-dealer, and serving as a point of contact between financial professionals, product partners, and custodians.
Here are a few examples of the kinds of things you’ll do:
• Provide training to financial professionals for new business...
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Revolt Financial-Melville (NY)-
platforms, or similar wealth management technology is a plus
• Bachelor’s degree preferred, though substantial relevant experience will also be considered
Why This Role
• Senior operational leadership opportunity with a growing RIA and broker-dealer...
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Melville (NY)-icims.com-
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
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New York Life-Melville (NY)-
annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities...
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JCW Group-Stamford, 19 mi from Melville (NY)-
Job Description
We're currently working with a well-capitalised, high-growth FinTech serving institutional clients across equities and futures markets. The business operates a US-registered broker-dealer (SEC, FINRA, CFTC and NFA) alongside...
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New York Life-Melville (NY)-
our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals.
You’ll also be able...
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BNY-New York, 31 mi from Melville (NY)-
Job Description
In this role, you’ll make an impact in the following ways:
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• Lead or participate in the delivery of complex and challenging global audit assignments, with a primary focus on the Clearing Broker Dealer.
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• Drive...
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WSN-New York, 31 mi from Melville (NY)-
Job Description: Director / Principal Consultant – Broker-Dealer Clearing Strategy
Location: New York
Department: Capital Markets Advisory Practice
Reports To: Managing Partner / Head of Capital Markets
Employment Type: Full-Time, Senior...
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TPG-New York, 31 mi from Melville (NY)-
an exciting opportunity for an Associate to join its broker-dealer Compliance team in the New York office. Responsibilities include conducting compliance oversight of the firm’s fundraising and capital market activities and designing and implementing...
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