Compliance Officer Jobs in Jersey City
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Search Results - Compliance Officer Jobs in Jersey City
Jersey City
Understands and accepts responsibility to report potential or suspected errors to supervisor or Compliance Officer.
• Maintains a positive attitude consisting of cooperation, self-motivation, courtesy, and professionalism.
Qualifications:
POSITION...
icims.com -
moomoo-Jersey City
abuse, suspicious activity, sanctions concerns, fraud, and other financial crime matters.
• Establish and maintain risk-based escalation protocols to executive leadership, the Chief Compliance Officer, Legal, and regulators when appropriate.
• Oversee...
workable.com -
moomoo-Jersey City
Compliance Officer and senior management regarding regulatory matters, examination findings, emerging risks, and remediation efforts./nFutures Clearing and Operations Compliance Oversight/n/n Provide compliance oversight, guidance, and regulatory...
Jersey City
with the development and/or maintenance of compliance policies.
• Track, monitor and analyze regulatory changes and updates related to the Investment Company Act and the Investment Advisers Act.
• Coordinate and prepare the Global Chief Compliance Officer’s reports...
icims.com -
moomoo-Jersey City
control deficiencies.
• Conduct and support internal investigations involving potential violations of CFTC, NFA, exchange, or firm requirements.
• Provide regular updates to the Chief Compliance Officer and senior management regarding regulatory matters...
workable.com -
LIS Solutions-New York, 2 mi from Jersey City
Department: Operations
Location:
New York, NY **Position contingent upon contract award** Text DHSNE to (703) 570-8332 to apply by phone Job Title: Junior Compliance Officer Location: Crystal City, VA ; Washington, DC ; Baltimore, MD Program...
Stan Hamlet Associates Inc-New York, 2 mi from Jersey City
Job Description
Job Description
Regulatory Compliance Officer
About the Company:
Respected International Investment Bank, specializing in technology, life sciences, cryptocurrencies and emerging privately held companies.
Services include...
MIL Corporation-New York, 2 mi from Jersey City
Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I-9 audit support services and worksite enforcement compliance activities. The role assists in reviewing...
LIS Solutions-New York, 2 mi from Jersey City
Job Description
Job Description
**Position contingent upon contract award**
Text DHSNE to (703) 570-8332 to apply by phone
Job Title: Junior Compliance Officer
Location: Crystal City, VA ; Washington, DC ; Baltimore, MD
Program Overview: LEGAL...
The W Group Mgmt-New York, 2 mi from Jersey City
based, multi-facility role that sits at the heart of our internal compliance and quality improvement program. You'll work directly under our Compliance Officer, conducting structured audits across our ACF, ALP, and LHCSA facilities to identify gaps...
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