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Compliance Officer Jobs in New Jersey

1 - 15 of 19
1 - 15 of 19
Search Results - Compliance Officer Jobs in New Jersey
MIL Corporation-Newark
Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I - 9 audit support services and worksite enforcement compliance activities. The role assists in reviewing...
Hamilton (NJ)
as of June 30, 2026. Position: The Rockefeller Global Family Office Compliance Team is seeking a senior Compliance professional to provide coverage for the Firm’s broker-dealer and investment advisory compliance program. The role is intended to provide...
rockco.com -
TalentBurst, Inc-Mendham
and HIPAA.   2.  Participates in required orientation and training programs.   3.  Promptly reports concerns and suspected incidences of non-compliance to supervisor, Compliance Liaison or to the Compliance Officer via the Integrity Hotline.   4.  Cooperates...
moomoo-Trenton
abuse, suspicious activity, sanctions concerns, fraud, and other financial crime matters.  •  Establish and maintain risk-based escalation protocols to executive leadership, the Chief Compliance Officer, Legal, and regulators when appropriate.  •  Oversee...
Amazon-West Deptford
and Compliance Officer (SCO) to join our dynamic team. As the local safety and flight operations expert, you will play a vital role in ensuring the safe and compliant operation of our drone delivery fleet. Key job responsibilities  •  Audit flight monitors, ground...
amazon.jobs -
moomoo-Newark
abuse, suspicious activity, sanctions concerns, fraud, and other financial crime matters.  •  Establish and maintain risk-based escalation protocols to executive leadership, the Chief Compliance Officer, Legal, and regulators when appropriate.  •  Oversee...
Jersey City
with the development and/or maintenance of compliance policies.  •  Track, monitor and analyze regulatory changes and updates related to the Investment Company Act and the Investment Advisers Act.  •  Coordinate and prepare the Global Chief Compliance Officer’s reports...
icims.com -
moomoo-Jersey City
abuse, suspicious activity, sanctions concerns, fraud, and other financial crime matters.  •  Establish and maintain risk-based escalation protocols to executive leadership, the Chief Compliance Officer, Legal, and regulators when appropriate.  •  Oversee...
moomoo-Jersey City
control deficiencies.  •  Conduct and support internal investigations involving potential violations of CFTC, NFA, exchange, or firm requirements.  •  Provide regular updates to the Chief Compliance Officer and senior management regarding regulatory matters...
workable.com -
Succasunna
Understands and accepts responsibility to report potential or suspected errors to supervisor or Compliance Officer.  •  Maintains a positive attitude consisting of cooperation, self-motivation, courtesy, and professionalism. Qualifications: POSITION...
icims.com -
Bridgewater (NJ)
to report potential or suspected errors to supervisor or Compliance Officer.  •  Maintains a positive attitude consisting of cooperation, self-motivation, courtesy, and professionalism. Qualifications: POSITION QUALIFICATIONS Education: High School Graduate...
icims.com -
3 similar jobs: Succasunna, Arlington, Baltimore
New Brunswick
responsibility to report potential or suspected errors to supervisor or Compliance Officer.  •  Maintains a positive attitude consisting of cooperation, self-motivation, courtesy, and professionalism. Qualifications: POSITION QUALIFICATIONS Education: High...
icims.com -
1 similar job: Reston
Blackwood
Understands and accepts responsibility to report potential or suspected errors to supervisor or Compliance Officer.  •  Maintains a positive attitude consisting of cooperation, self-motivation, courtesy, and professionalism. Qualifications: POSITION...
icims.com -
2 similar jobs: New Brunswick, Vienna
Edison (NJ)
responsibility to report potential or suspected errors to supervisor or Compliance Officer.  •  Maintains a positive attitude consisting of cooperation, self-motivation, courtesy, and professionalism. Qualifications: POSITION QUALIFICATIONS Education: High...
icims.com -
Morristown (NJ)
responsibility to report potential or suspected errors to supervisor or Compliance Officer.  •  Maintains a positive attitude consisting of cooperation, self-motivation, courtesy, and professionalism. Qualifications: POSITION QUALIFICATIONS Education: High...
icims.com -
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