FINRA Jobs in Houston
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Search Results - FINRA Jobs in Houston
Fidelity Investments-Houston
income trades and other specialized monetary requests
Certifications:
Series 07 - FINRA, Series 63 - FINRA
Category:
Customer Service
Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934...
PNC-Houston
FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history...
mindmatch.ai -
Platinum Legal Search Group, LLC-Houston
Regulatory enforcement (SEC, DOJ, FINRA, CFTC, state AGs)
• Internal investigations and compliance matters
• Trade secrets, unfair competition, and business torts
• Appellate litigation and trial strategy
Who They’re Looking For
The firm is seeking partners...
Invesco-Houston
FINRA).
• Proven ability to deliver data‑driven insights using Power BI/Tableau; experience with workflow/automation platforms (e.g., Appian, Blue Prism).
• Expertise leading large‑scale initiatives in Agile environments, including remote team...
mindmatch.ai -
New York Life-Houston
of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you
develop with your clients can help them and their families achieve their financial goals. Youll also be able to specialize
and gain expertise in different areas...
jobvertise.com -
Houston
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
icims.com -
Oppenheimer & Co. Inc.-Spring, 35 mi from Houston
Perform ad hoc duties and work on special projects as necessary
Skills/Requirements
FINRA Registrations: Series 7 and 63/65 (or 66) required (within first six months of hire)
Bachelors degree preferred
1. 2 years financial services/fixed Income...
mindmatch.ai -
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