FINRA Jobs in Irving
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Kyler Professional Search-Irving-
For
• Active or eligible FINRA registration (SIE, Series 7, and 63/65 or 66 required; certain designations may substitute per compliance).
• SIE & Series 7 required prior to start
• Series 66 may be obtained after start
• 3+ years of experience managing a book...
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New York Life-Irving-talentnest.com-
of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise in different areas...
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Fidelity Investments-Irving-
the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others.
Those laws...
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New York Life-Irving-talentnest.com-
but not required to apply:
• Life and Health License
• FINRA registrations; Series 6 or 7 and Series 63
• Previous sales experience
Why New York Life?
From quality training programs to a competitive compensation package, New York Life offers tremendous support...
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Fidelity Investments-Irving-
and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
Most roles at Fidelity...
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New York Life-Irving-talentnest.com-
but not required to apply:
• Life and Health License
• FINRA registrations; Series 6 or 7 and Series 63
• Previous sales experience
Why New York Life?
From quality training programs to a competitive compensation package, New York Life offers tremendous support...
Read more
Fidelity Investments-Irving-
organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
Most roles at Fidelity are Hybrid, requiring associates to work onsite every other...
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New York Life-Irving-talentnest.com-
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
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Fidelity Investments-Irving-
of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others...
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Charles Schwab-Roanoke (TX), 16 mi from Irving-
experience
• Active and valid FINRA Series 7 license is required
• Active and valid FINRA Series 9/10 license is required
• Active and valid FINRA Series 66 (63/65) license is required
• Active and valid Life and Health Insurance license is required (may...
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