FINRA Jobs in Los Gatos
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Search Results - FINRA Jobs in Los Gatos
Fidelity TalentSource LLC-Los Gatos
a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and Series 66 licenses, fully paid for and sponsored by Fidelity. This includes paid, on-the-job study time 4 days a week...
mindmatch.ai -
Fidelity Investments-Los Gatos
success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions...
efinancialcareers.com -
New York Life-Los Gatos
of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise in different areas...
talentnest.com -
Fidelity Investments-Los Gatos
success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions...
efinancialcareers.com -
Avantax Planning Partners-San Jose, 11 mi from Los Gatos
of related experience and/or training.
• Experience with MS Excel and Word, and the internet, required.
• Experience with a financial planning software program(s) preferred.
Certificates, Licenses, Registrations:
• Required: FINRA Series 7/66, or 63/65...
mindmatch.ai -
Fidelity Investments-Los Gatos
success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions...
efinancialcareers.com -
Northwestern Mutual-Walnut Creek (CA), 44 mi from Los Gatos
NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its...
mindmatch.ai -
Fidelity Investments-Los Gatos
success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions...
efinancialcareers.com -
OKXhas-San Jose, 11 mi from Los Gatos
matters in the United States (FINRA, state securities regulators, SEC, CFTC).
Highlights of Perks and Benefits:
L&D programs and Education subsidy for employees' growth and development
Various team building programs and company events
Wellness and meal...
appcast.io -
Fidelity Investments-Sunnyvale, 11 mi from Los Gatos
success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions...
efinancialcareers.com -
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