FINRA Jobs in Manhattan (NY)
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Search Results - FINRA Jobs in Manhattan (NY)
New York Life-Manhattan (NY)
products such as mutual funds⁴ through NYLIFE Securities LLC (Member FINRA/SIPC)—to meet diverse client needs.
• Flexible Career Path: Specialize in key areas, pursue leadership, or expand into advisory services with Eagle Strategies LLC.⁵
• Autonomy...
Equitable Advisors-Manhattan (NY)
entrepreneurial spirit with a desire to positively impact others' lives
• Collaboration: ability to work with and learn from top performers
• Work Authorization: must be authorized to work in the United States
Training & Development
• FINRA Sponsorship: provided...
Equitable Advisors-Manhattan (NY)
entrepreneurial spirit with a desire to positively impact others' lives
• Collaboration: ability to work with and learn from top performers
• Work Authorization: must be authorized to work in the United States
Training & Development
• FINRA Sponsorship: provided...
Equitable Advisors-Manhattan (NY)
performers
• Work Authorization: must be authorized to work in the United States
Training & Development
• FINRA Sponsorship: provided for required FINRA licensing
• Preliminary Employment Period (PEP): comprehensive 120-day hands-on training
• Virtual...
New York Life-Manhattan (NY)
our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able...
New York Life-Manhattan (NY)
annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities...
New York Life-Manhattan (NY)
annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities...
Turn2Partners-Manhattan (NY)
Support regulatory change management by tracking new requirements and mapping them to policies and controls
• Help prepare documentation for regulatory exams and audit readiness (e.g., OCC, Federal Reserve, SEC, FINRA)
Issue Management & Reporting...
AGP/Alliance Global Partners-New York, 3 mi from Manhattan (NY)
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About the Job
A.G.P./Alliance Global Partners
A.G.P. / Alliance Global Partners is a regional investment and advisory firm that has been a member of FINRA and registered with the SEC since 1980...
Jobot-New York, 3 mi from Manhattan (NY)
FINRA/SEC Partner - NYC
$500000 - $1000000 per year | New York, NY | On-site | Permanent
Confidential search for a FINRA/SEC Partner to join a well-established, entrepreneurial law firm in New York City.
A bit about us:
We are conducting...
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