FINRA Jobs in New York State
1 - 15 of 53
Search Results - FINRA Jobs in New York State
Fidelity TalentSource LLC-Garden City (NY)
repayment, tuition reimbursement, and learning resources to develop your career. /u00A0Note, the application window closes when the position is filled or unposted.
Certifications:
Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA...
mindmatch.ai -
Robinhood-New York
including FINRA and SEC
• Enhance compliance metrics and reporting for Robinhood’s brokerage businesses
• Coordinate compliance roles and responsibilities with the enterprise compliance team.
• Closely coordinate and collaborate with various entities...
appcast.io -
Fidelity TalentSource LLC-New York
Management Planning Consultant.
The Expertise We re Looking For
• FINRA Series 7 & 63 licensed; Series 65 or 66 licensed (OR ability to acquire series 65/66 upon hire) and Life Insurance license
• Financial Services experience, we recommend five years...
mindmatch.ai -
Fidelity Investments-Chappaqua
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility Degree...
Fidelity TalentSource LLC-New York
repayment, tuition reimbursement, and learning resources to develop your career. /u00A0Note, the application window closes when the position is filled or unposted.
Certifications:
Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA...
mindmatch.ai -
Fidelity Investments-Rochester
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility Degree...
Hold Brothers-New York
our proprietary software and API connectivity. This fast, efficient operation offers comprehensive summary reporting and superior technology and service. Hold Brothers is a self-clearing broker-dealer is a member of FINRA and SIPC.
Job Summary...
resume-library.com -
Fidelity Investments-Rochester
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility Degree...
Direct Counsel, LLC-New York
expertise to guide decision-making.
Draft and review legal documents, including securities offerings, and ensure adherence to corporate and governance principles.
Interact with regulatory bodies such as the SEC and FINRA.
Qualifications:
Juris Doctor...
resume-library.com -
Equitable Advisors-Plainview (NY)
the opportunity to achieve success.
Characteristics of a top Financial Professional include:
• A four-year college degree is preferred but not required
• Relevant FINRA securities registrations
• If you do not have them, you will be required to attain state...
jobvertise.com -
Hold Brothers-New York
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements...
resume-library.com -
Page Executive-New York
for SEC and FINRA compliance
• Draft and review NDAs and other contracts
The Successful Applicant
• JD from top law school with excellent academic credentials and GPA
• Admitted to NY State Bar
• 3-5 years of experience within the Fund Formation...
pageexecutive.com -
Fidelity Investments-Plainview (NY)
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility Degree...
Fidelity TalentSource LLC-New York
with Fidelity.
The Expertise We re Looking For
• FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Financial services experience preferably in financial planning
• Degree...
mindmatch.ai -
Fidelity Investments-Chappaqua
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility Degree...
1234
FINRA jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: FINRA, New York State
It's free, and you can cancel email updates at any time
1234