FINRA Jobs in Schaumburg
- Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
- Highly self...
success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions...
- Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
- Highly self...
success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions...
- Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
- Highly self...
with client and FINRA requirements.
Primary Responsibilities/Accountabilities:
Registering all individuals for current client roles in according with FINRA
Monitor and ensure items such as registrations, licenses, exams, study orders, continuing education...
- Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
- Highly self...
- You are an excellent communicator and strong problem-solver
- Knowledge of FIS products a plus
- Recent Technical Background
Added bonus if you have:
FINRA Series 7 and Series 63 is a huge bonus.
If you do not have...
- Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
- Highly self...
- Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses....