Investment Advisor Jobs in Santa Ana

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Search Results - Investment Advisor Jobs in Santa Ana

Financial Consultant - Brea, CA

apartmentFidelity InvestmentsplaceSanta Anaevent_availabletoday

be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement...

Alternative Investments Advisor Relations Associate

apartmentSignature Estate & Investment Advisors, LLCplaceLos Angeles, 27 mi from Santa Anaevent_availabletoday

SUMMARY: The Alternative Investments Advisor Relations Associate serves as a key liaison between clients, advisors, financial custodians, and internal departments, ensuring that requests are handled accurately, efficiently, and with care...

Client Relation Manager/ Financial Advisor

apartmentMitchell Anthony Capital ManagementplaceIrvine, 6 mi from Santa Anaevent_availableyesterday

a substantial bonus of 0 - 25% of salary. MACM is an independent Registered Investment Advisor with $350MM in assets under management. The firm manages 3 different strategies across 250 relationships in a pooled manner. The firm is focused on creating alpha...

Compliance Associate

apartmentFernridge GroupplaceLos Angeles, 27 mi from Santa Anaevent_availabletoday

the administration and enhancement of its regulatory compliance program. This role will work closely with the compliance team to support the firm’s SEC-registered investment adviser obligations and ensure adherence to regulatory requirements across the organization...

Client Service Associate

apartmentBeacon Pointe Advisors LLCplaceLos Angeles, 27 mi from Santa Analanguageprimepay-recruit.comevent_availabletoday

a career in the Registered Investment Advisor industry as a wealth advisor. The ideal candidate excels in a fast-paced environment, with the ability to multitask and follow tasks through to completion. Responsibilities • Responds to routine client...

Chief Compliance Officer

apartmentTamar Securities, LLCplaceLos Angeles, 27 mi from Santa Anaevent_availabletoday

membership in good standing strongly preferred; candidates currently practicing law (e.g., in-house or at a law firm) are highly desirable. • At least two years of experience in investment adviser compliance, securities law, or related legal/regulatory roles...

Financial Advisor-Seattle

apartmentRK PartnersplaceIrvine, 6 mi from Santa Analanguagetalentnest.comevent_availableyesterday

We are working with a fee-only Registered Investment Advisor (RIA), providing comprehensive retirement planning services and tax-optimized investment management services. Using a holistic planning approach, our client manages over $11.05 billion...

Financial Advisor

apartmentPure Financial Advisors, LLCplaceIrvine, 6 mi from Santa Anaevent_availabletoday

Pure Financial Advisors, LLC is a fee-only Registered Investment Advisor (RIA), providing comprehensive retirement planning services and tax-optimized investment management services. Using a holistic planning approach, Pure Financial manages over...

Senior Wealth Advisor

apartmentBeacon Pointe Advisors LLCplaceNewport Beach, 10 mi from Santa Analanguageprimepay-recruit.comevent_availableyesterday

Advisors Beacon Pointe Advisors is one of the nation’s largest Registered Investment Advisor firms with headquarters in Southern California and affiliate offices nationwide. Beacon Pointe provides advisory services to a range of clients, including...

Director of Operations

apartmentHarrison Gray SearchplaceLos Angeles, 27 mi from Santa Anaevent_availabletoday

About the Opportunity Harrison Gray Search is leading an executive search for a premier, 35-year-old boutique Registered Investment Advisor (RIA) to identify their next Director of Operations. Our client is seeking a highly experienced operational...