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Series 3 Jobs in Texas

1 - 8 of 8
1 - 8 of 8
Search Results - Series 3 Jobs in Texas
moomoo-Dallas
Required  •  FINRA Series 24 License – Required  •  FINRA Series 3 License – Preferred  •  FINRA Series 4 License – Preferred Knowledge and Skills  •  Comprehensive understanding of broker-dealer clearing operations and related regulatory requirements...
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appcast.io -
COLEXAS DIGITAL INC-Midland
  1.  Omni 3000/6000   2.   Dynamic Flow Computers SFC 332 / 500 3) Emerson ROC 800 / FloBoss 107   4.   ABB XRC / XFC G4 series EFM   5.   ProSoft MVI56E-AFC / MVI69E-AFC   6.   If the applicant is familiar with an unlisted manufacturer, they may provide...
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moomoo-Houston
Required  •  FINRA Series 24 License – Required  •  FINRA Series 3 License – Preferred  •  FINRA Series 4 License – Preferred Knowledge and Skills  •  Comprehensive understanding of broker-dealer clearing operations and related regulatory requirements...
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appcast.io -
COLEXAS DIGITAL INC-San Antonio
  1.  Omni 3000/6000   2.   Dynamic Flow Computers SFC 332 / 500 3) Emerson ROC 800 / FloBoss 107   4.   ABB XRC / XFC G4 series EFM   5.   ProSoft MVI56E-AFC / MVI69E-AFC   6.   If the applicant is familiar with an unlisted manufacturer, they may provide...
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moomoo-Dallas
Required  •  FINRA Series 24 License – Required  •  FINRA Series 3 License – Preferred  •  FINRA Series 4 License – Preferred Knowledge and Skills  •  Comprehensive understanding of broker-dealer clearing operations and related regulatory requirements...
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appcast.io -
COLEXAS DIGITAL INC-Pecos (TX)
Flow Computers SFC 332 / 500 3) Emerson ROC 800 / FloBoss 107   4.   ABB XRC / XFC G4 series EFM   5.   ProSoft MVI56E-AFC / MVI69E-AFC   6.   If the applicant is familiar with an unlisted manufacturer, they may provide further information Remote Terminal...
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moomoo-Dallas
Certifications  •  FINRA Series 7: Required.  •  FINRA Series 24: Required.  •  FINRA Series 4: may be obtained within four months.  •  FINRA Series 3: may be obtained within six months.  •  ACAMS: Preferred. Benefits What We Offer:  •  Competitive salary and performance...
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workable.com -
moomoo-Dallas
processes.  •  Demonstrated understanding of complex regulatory landscapes and compliance within market operations  •  Possess Finra Series 3, 4, 7, and 63 licenses; Series 24 and/or 9/10 license preferred  •  Strong technical skills, including the ability...
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workable.com -

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