Series 7 Jobs in Texas
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Search Results - Series 7 Jobs in Texas
Larson Financial Group, LLCSt Louis
processes
• Resolve client inquiries and provide trusted support
What We’re Looking For
Qualifications
• Minimum 2 years of experience in financial planning or a related field
• Series 7 and 66 licenses required
• CFP designation is a plus...
Edward JonesSt Louis
business areas to address concerns, resolve issues, and escalate regulatory matters when appropriate.
• Active Series 7 or Series 6.
• Series 7, 66/63, 9, 10, and 24 licenses (or equivalents) required or obtained within 12 weeks of hire — as a 26-year...
MBC Talent ConnectionsColorado City (TX)careers-page.com
experience
• Active Series 7 license required
• Series 66 preferred
• Established book of business preferred
• Strong client relationship and communication skills
• Growth-focused and entrepreneurial mindset
What's Offered
• 65% payout structure
• Flexible...
Storm2Dallas
examinations, investigations, enforcement matters and enterprise remediation.
/n
• Proven leadership across General Compliance, AML and Trade Surveillance, directly or through senior compliance leaders.
/n
• FINRA Series 7 and Series 24 are required. Series 3...
RK PartnersHoustontalentnest.com
can focus on activities that get results. Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant is current and in good standing: CFP, ChFC, PFS, CFA, CIC.
Responsibilities
• Prospecting...
United Placement GroupKilleenworkable.com
Recommend annuity and income strategies based on client needs
• Close business and maintain client relationships
• Work alongside a dedicated case manager and appointment setter
Requirements
• Active Health & Life license (required)
• Series 65, Series 7...
PNC Financial Services GroupAustin
may be considered.
Education
Bachelors
Certifications
No Required Certification(s)
Licenses
FINRA Series 7 and 66 (or 63,65) required. Life and Health Insurance required.
Benefits
PNC offers a comprehensive range of benefits to help meet your...
Smart IMS IncWestlake (TX)jobvertise.com
request that exceeds field empowerment guidelines
Required Skills, Experiences, Education and Competencies:
• Series 7 & 63 required
• 3+ years experience in brokerage or financial services industry required
• Bachelor s degree highly preferred
• Strong...
FIRST SERVICE CREDIT UNIONHoustongnahiring.com
and succession planning support from PFG’s leadership team
• A collaborative environment focused on member relationships—not sales quotas
Ideal Candidate
• Licensed Financial Advisor (Series 7 and 66 required)
• 2+ years of client-facing advisory experience...
RandstadAddison (TX)randstadusa.com
accounts while identifying and eliminating risks by proactively monitoring workflow, serving as quality assurance and escalating issues as appropriate while engaging the right leaders and partners.
Skills
• Business operations
• quality assurance
• Series...
moomooDallasworkable.com
and operational-control solutions.
• Experience supporting product launches, trading-system implementations, vendor integrations, or operational scalability initiatives.
• FINRA Series 7 and/or Series 63 registrations, or ability to obtain required registrations...
Houstonicims.com
team.
Licenses/Certifications
• Active and valid FINRA Series 7 required.
• Active and valid FINRA Series 9/10 and Series 63 registrations required, or the ability to obtain required registrations as applicable.
• Active FINRA Series 24, 4, 53, and 63...
Jambalaya GroupDallasworkable.com
of the hiring process. Successful completion is required for employment in accordance with applicable laws.
Requirements
What We're Looking For
Required Qualifications
• Series 7 and Series 66 licenses
• Previous experience as a Paraplanner, Financial...
St. John Paul II FoundationHoustoncatholicjobs.com
/school partners throughout their life cycle within the Formation series 7. Alongside business development team, assist with identifying new parishes/schools to sponsor and promote the Formation series
8. Alongside business development team and conference...
Houstontiptopjob.com
for prospecting new clients in effort to add to assets under management either through referral and/or outside business opportunities.
Required Licensing: SIE, Series 7 and 66
Team Culture
There is incredible tenure and leadership on this team. Operations...
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