Series 7 Jobs in Texas
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Search Results - Series 7 Jobs in Texas
Avantax-Dallas
Must have a reasonable knowledge of the FINRA and SEC regulations and general broker-dealer operations.
• Series 7, 63, and 24 are required.
• Series 65 or 66 is preferred.
• Proficiency in MS Office required.
Physical Demand & Work Effort
• Keying...
mindmatch.ai -
Fisher Investments-Midlothian (TX)
based sales or virtual connections Your Qualifications: 2+ years experience working in financial services FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred Multi-year track record of success driving results Success persuading...
12 similar jobs: Oregon City, Saint Petersburg, Heisson, Anna Maria, Crandall...
Avantax Planning Partners-Austin
of related experience and/or training.
• Experience with MS Excel and Word, and the internet, required.
• Experience with a financial planning software program(s) preferred.
Certificates, Licenses, Registrations:
• Required: FINRA Series 7/66, or 63/65...
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Phaxis LLC-Dallas
and Risk experience.
Specific knowledge of Institutional Trading, Consolidated Audit Trail, Securities Lending, and Prime Brokerage required, with knowledge of the Futures Market considered a plus.
Client Series 7 and 24 required.
Base Salary - $140,000...
resume-library.com -
Avantax Planning Partners-Houston
of related experience and/or training.
• Experience with MS Excel and Word, and the internet, required.
• Experience with a financial planning software program(s) preferred.
Certificates, Licenses, Registrations:
• Required: FINRA Series 7/66, or 63/65...
mindmatch.ai -
USAA-San Antonio
LIFE SPECIALIZATION / HEALTH SOLUTIONS: Licensing is not required, however, if there is an existing license and a business need, maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53) may be required.
• 8 or more years of related...
Motion Recruitment-St Louis
Position: Brokerage Customer Service Specialist
Location: St louis MO (Hybrid model)
Term: 12 Months
Full on w2 contract financial Client.
Required Skill
• Series 7 (active or within 2 year window of leaving broker/dealer)
• Brokerage...
mindmatch.ai -
3 similar jobs: Minneapolis, Charlotte, Salt Lake City
Kestra Financial Independent Advisor-Bellaire (TX)
Assist with administrative and marketing duties.
• Potential to become a financial advisor.
Qualifications:
• Bachelor’s Degree preferred
• Active 7, 63 and 65, or Series 7 and 66 preferred
• Texas Insurance License ideal...
resume-library.com -
Thrivent-Fort Worth
life, health & variable contracts) and Series 7 and 66 (or 63 + 65)
Qualifications
• Bachelors degree in Finance or related field
• Excellent interpersonal skills
• Willingness to obtain FINRA Series 7 and Series 66 licenses within 90 days of hire...
mindmatch.ai -
Talent Masters-Allen (TX)
Willingness to study for and obtain FINRA Series 7 and 66 licenses.
Financial ability to attend a 3-week training program and work on commission - let's make it happen!
What's in It for You:
Although this is a 100% Commission Based role, we do offer...
resume-library.com -
Fidelity Investments-The Woodlands
investment platform. Here, you will build long-term, dedicated relationships with customers by bringing them peace of mind as you guide them through wealth management and retirement planning strategies The Expertise We’re Looking For FINRA Series 7 & 63...
3 similar jobs: Arlington, Hartford, Springfield
Morgan Stanley-Mclean (TX)
/ origination experience with Lending products is required
• Completion of formal credit training strongly preferred
• Bachelor’s degree preferred or relevant experience
• SIE, Series 7, and Series 63 licenses required or to be obtained within 90 days...
appcast.io -
Fidelity Investments-Houston
investment platform. Here, you will build long-term, dedicated relationships with customers by bringing them peace of mind as you guide them through wealth management and retirement planning strategies The Expertise We’re Looking For FINRA Series 7 & 63...
Fidelity Investments-Houston
to include options, equities, mutual funds and fixed income trades and other specialized monetary requests
The Expertise We’re Looking For
• Series 7 required
• Series 63 preferred (paid training & support provided)
• 2-3 years of previous experience...
Edward Jones-Austin
or certification
• Professional and/or military career progression
Licensing:
• SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered, registrations may be obtained at Edward Jones during...
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