Series 7 Jobs in Texas
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Search Results - Series 7 Jobs in Texas
Larson Financial Group, LLC-St Louis
processes
• Resolve client inquiries and provide trusted support
What We’re Looking For
Qualifications
• Minimum 2 years of experience in financial planning or a related field
• Series 7 and 66 licenses required
• CFP designation is a plus...
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Edward Jones-St Louis
business areas to address concerns, resolve issues, and escalate regulatory matters when appropriate.
• Active Series 7 or Series 6.
• Series 7, 66/63, 9, 10, and 24 licenses (or equivalents) required or obtained within 12 weeks of hire — as a 26-year...
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MBC Talent Connections-Colorado City (TX)
experience
• Active Series 7 license required
• Series 66 preferred
• Established book of business preferred
• Strong client relationship and communication skills
• Growth-focused and entrepreneurial mindset
What's Offered
• 65% payout structure
• Flexible...
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careers-page.com -
Storm2-Dallas
examinations, investigations, enforcement matters and enterprise remediation.
/n
• Proven leadership across General Compliance, AML and Trade Surveillance, directly or through senior compliance leaders.
/n
• FINRA Series 7 and Series 24 are required. Series 3...
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RK Partners-Houston
can focus on activities that get results. Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant is current and in good standing: CFP, ChFC, PFS, CFA, CIC.
Responsibilities
• Prospecting...
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talentnest.com -
United Placement Group-Killeen
Recommend annuity and income strategies based on client needs
• Close business and maintain client relationships
• Work alongside a dedicated case manager and appointment setter
Requirements
• Active Health & Life license (required)
• Series 65, Series 7...
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workable.com -
PNC Financial Services Group-Austin
may be considered.
Education
Bachelors
Certifications
No Required Certification(s)
Licenses
FINRA Series 7 and 66 (or 63,65) required. Life and Health Insurance required.
Benefits
PNC offers a comprehensive range of benefits to help meet your...
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Smart IMS Inc-Westlake (TX)
request that exceeds field empowerment guidelines
Required Skills, Experiences, Education and Competencies:
• Series 7 & 63 required
• 3+ years experience in brokerage or financial services industry required
• Bachelor s degree highly preferred
• Strong...
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jobvertise.com -
FIRST SERVICE CREDIT UNION-Houston
and succession planning support from PFG’s leadership team
• A collaborative environment focused on member relationships—not sales quotas
Ideal Candidate
• Licensed Financial Advisor (Series 7 and 66 required)
• 2+ years of client-facing advisory experience...
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gnahiring.com -
Randstad-Addison (TX)
accounts while identifying and eliminating risks by proactively monitoring workflow, serving as quality assurance and escalating issues as appropriate while engaging the right leaders and partners.
Skills
• Business operations
• quality assurance
• Series...
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randstadusa.com -
moomoo-Dallas
and operational-control solutions.
• Experience supporting product launches, trading-system implementations, vendor integrations, or operational scalability initiatives.
• FINRA Series 7 and/or Series 63 registrations, or ability to obtain required registrations...
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workable.com -
Houston
team.
Licenses/Certifications
• Active and valid FINRA Series 7 required.
• Active and valid FINRA Series 9/10 and Series 63 registrations required, or the ability to obtain required registrations as applicable.
• Active FINRA Series 24, 4, 53, and 63...
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icims.com -
Jambalaya Group-Dallas
of the hiring process. Successful completion is required for employment in accordance with applicable laws.
Requirements
What We're Looking For
Required Qualifications
• Series 7 and Series 66 licenses
• Previous experience as a Paraplanner, Financial...
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workable.com -
St. John Paul II Foundation-Houston
/school partners throughout their life cycle within the Formation series 7. Alongside business development team, assist with identifying new parishes/schools to sponsor and promote the Formation series
8. Alongside business development team and conference...
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catholicjobs.com -
Houston
for prospecting new clients in effort to add to assets under management either through referral and/or outside business opportunities.
Required Licensing: SIE, Series 7 and 66
Team Culture
There is incredible tenure and leadership on this team. Operations...
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tiptopjob.com -
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