Series 7 Jobs in Houston
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RK PartnersHoustontalentnest.com
can focus on activities that get results. Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant is current and in good standing: CFP, ChFC, PFS, CFA, CIC.
Responsibilities
• Prospecting...
FIRST SERVICE CREDIT UNIONHoustongnahiring.com
and succession planning support from PFG’s leadership team
• A collaborative environment focused on member relationships—not sales quotas
Ideal Candidate
• Licensed Financial Advisor (Series 7 and 66 required)
• 2+ years of client-facing advisory experience...
Houstonicims.com
team.
Licenses/Certifications
• Active and valid FINRA Series 7 required.
• Active and valid FINRA Series 9/10 and Series 63 registrations required, or the ability to obtain required registrations as applicable.
• Active FINRA Series 24, 4, 53, and 63...
St. John Paul II FoundationHoustoncatholicjobs.com
/school partners throughout their life cycle within the Formation series 7. Alongside business development team, assist with identifying new parishes/schools to sponsor and promote the Formation series
8. Alongside business development team and conference...
Houstonicims.com
Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1:
• Average advisor annual earnings...
Houstonicims.com
and broader PWS sales group.
Qualifications:
Minimum Requirements Include:
• Bachelor's degree from an accredited institution required.
• SIE, Series 7, and Series 63 required or expected to be obtained within an approved time frame
• CAIA, CIMA, CFP, CFA...
Houstonicims.com
Minimum Required: Bachelor's Degree or a combination of education and experience.
• Minimum Required: 5+ years' Financial Services/Brokerage experience
Licenses & Credentials:
• Minimum Preferred: Series 7 and Series 63 or 66 or must obtain with 3 months...
Houstontiptopjob.com
for prospecting new clients in effort to add to assets under management either through referral and/or outside business opportunities.
Required Licensing: SIE, Series 7 and 66
Team Culture
There is incredible tenure and leadership on this team. Operations...
Houstonicims.com
Series 7 and 63 licenses after 12 months of employment in good standing.
Closing:
Hines is a global real estate investment, development and property manager. The firm was founded by Gerald D. Hines in 1957 and now operates in 28 countries. We manage...
Houstonicims.com
Credentials:
• Minimum Preferred: Series 7 and 63 or 66 or obtain within 6 to12 months from start date.
Systems & Technology:
• Proficient in Microsoft Excel, Word, PowerPoint, Outlook. #LI-AS1
About Stifel:
Stifel is more than 130 years old and still...
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