Series 7 Jobs in Dallas
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Bankers LifeDallas
licensing applicable to this position can include Series 6, Series 7, Series 63, Series 66, Series 65, and CFP®)
• High level of self-motivation; ability to accomplish goals independently
• History of success in sales, competitive roles, client services...
Cetera Financial Group, Inc.Dallas
with progressively increasing responsibilities.
• Series 7 & 24 Registrations
What is nice to have
• Prior work as a regulator
• Bachelor's degree in finance or a related field or equivalent.
• Project management skills
• Series 65/66
Travel Requirements: Up to 25...
InnovayteDallas
or registered investment advisor intermediary clients
PROFESSIONAL CERTIFICATIONS
• FINRA Series 7, 24, and 63 securities licenses.
• Series 4, 14, 51 or 53 securities licenses preferred.
• If you do not already have a Securities license relevant to your role...
LongbridgeDallas
or similar customer service ticketing platforms.
• Background in fintech or brokerage environments.
• Understanding of ACH, wires, trading fundamentals, and the brokerage account lifecycle.
• FINRA SIE and/or Series 7 licenses....
MindriftDallasworkable.com
more than in other projects due to the precision the work requires; - FINRA Series 7, 65, or 66 license is a baseline positive signal; its absence on someone claiming significant advisory experience is a red flag; - Strong written English (C1+).
How...
Cetera Financial GroupDallas
awareness across the field
What You Need To Have
• Bachelor’s degree required
• FINRA Series 7, 24, and 63 required
• FINRA Series 65 or 66 required
• FINRA Series 53 required (or ability to obtain within 6 months of hire if not already held)
• 5...
Dallasicims.com
Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
• Performance-based earnings and revenue^1:
• Average advisor annual earnings...
USAAPlano, 6 mi from Dallas
RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within 90 days of job entry.
• Experience implementing and managing business process improvements.
• Extensive sales experience...
grabjobsArlington, 33 mi from Dallasmindmatch.ai
office in a high-growth market
Qualifications :
1. 3 years of experience as a licensed financial advisor
Series 7 and 66 licenses required
$250K+ in trailing 12-month revenue
Minimum 10 HNW clients (>$1MM in household advisory relationships)
10. ..
Charles SchwabRoanoke (TX), 25 mi from Dallas
To ensure that we fulfill our promise of “challenging the status quo,” this role has specific qualifications that successful candidates should have.
Required Qualifications:
• Series 7 and 63 licenses
• Series 3 license (can be obtained as Condition...
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