Broker Dealer Jobs in Lewisville
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Search Results - Broker Dealer Jobs in Lewisville
Onewater Marine IncLewisville
with sellers, brokers, dealers, and other industry professionals to stay informed about available boats and emerging opportunities.
6. Documentation and Compliance: Ensure all necessary paperwork is completed accurately, including boat titles, transfer...
New York LifeLewisvilletalentnest.com
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
Judge Group, Inc.Southlake, 6 mi from Lewisville
for a significant technical transformation in Broker-Dealer Systems and the modernization of our core technology infrastructure. As a Senior AI Developer Tech Lead, you will act as a pioneer for AI-focused workflows across the System Development Life Cycle (SDLC...
Plano, 23 mi from Lewisvilleicims.com
with the efficient use of agreed-upon expenses. Budgets estimated sales and client support expenses on an annual basis. Submits expense reports weekly.
• Calls on reps with associated broker-dealers and financial institutions in addition to attending/Conducting...
Kforce Technology StaffingDallas, 19 mi from Lewisville
operations, advisory accounts, transfers, direct business, etc.
• Provide support to our clients with the navigation while using various systems associated with the broker-dealer
• Maintain minimum call handling requirements and quality review scores while...
Oppenheimer & Co. Inc.Dallas, 19 mi from Lewisville
Job Description
Job Description
Who We Are:
Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer, With roots tracing back to 1881, the Company is engaged in a broad range of activities...
Aquent TalentSouthlake, 6 mi from Lewisville
of broker-dealer capabilities and operations.
• Excellent communication skills and a proven ability to communicate and lead other engineers in a collaborative environment.
• Collaborative mindset coupled with a bias for action to effectively engage...
moomooDallas, 19 mi from Lewisville
Job Description
Job Description
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq...
New York LifeLewisvilletalentnest.com
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
Cetera Financial Group, Inc.Dallas, 19 mi from Lewisville
Minimum of 5 years of due diligence experience in a broker-dealer.
• Operational Excellence: Strong ability to design, execute, optimize complex workflows, manage high volumes under tight deadlines.
• Risk & Control Mindset: Comfort operating within...
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