FINRA Jobs in Plano
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Search Results - FINRA Jobs in Plano
Capital One-Plano
with oral and written communication skills. If a candidate does not hold a specific FINRA license needed for this role, you may be required to obtain that license within 3 months from your start date as a condition of employment.
Responsibilities include...
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New York Life-Plano
of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise in different areas...
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talentnest.com -
Capital One-Plano
with oral and written communication skills. If a candidate does not hold a specific FINRA license needed for this role, you may be required to obtain that license within 3 months from your start date as a condition of employment.
Responsibilities include...
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New York Life-Plano
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
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talentnest.com -
PNC Financial Services Group-Richardson, 6 mi from Plano
may be considered.
Education
Bachelors
Certifications
No Required Certification(s)
Licenses
FINRA Series 7 and 66 (or 63,65) required. Life and Health Insurance required.
Benefits
PNC offers a comprehensive range of benefits to help meet your...
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Charles Schwab-Roanoke (TX), 29 mi from Plano
experience
• Active and valid FINRA Series 7 license is required
• Active and valid FINRA Series 9/10 license is required
• Active and valid FINRA Series 66 (63/65) license is required
• Active and valid Life and Health Insurance license is required (may...
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moomoo-Dallas, 6 mi from Plano
Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.
• Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets...
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resume-library.com -
Charles Schwab-Westlake (TX), 27 mi from Plano
have
To ensure that we have fulfilled our promise of "challenging the status quo," this role has specific qualifications that successful candidates should have.
Required Qualifications
• Active and valid FINRA Series 7 license required
• Active...
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New York Life-Frisco, 7 mi from Plano
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
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talentnest.com -
Charles Schwab-Roanoke (TX), 29 mi from Plano
that successful candidates should have.
Highly Preferred Qualifications
• Wealth Management designation, e.g., Certified Wealth Strategist (CWS), CFA or CFP
• Bachelor’s degree
Required Qualifications: Must have:
• Active & valid FINRA Series 7 license- (may...
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