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Series 7 Jobs in Irvine

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Search Results - Series 7 Jobs in Irvine
Charles Schwab-Irvine-
and valid FINRA Series 7 license  •  May be obtained with a 120-day condition of employment  •  Active and valid FINRA Series 66 license required  •  May be obtained with a 120-day condition of employment  •  Five or more years of advisory experience, including...
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Charles Schwab-Irvine-
you love, this may be the opportunity for you. What you have Required Qualifications  •  Bachelor's degree  •  Active FINRA Series 7 license  •  (May be obtained with a 120-day condition of employment for certified and current CFP designation or CFA...
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Chamberlain Group Financial Services-Irvine-
as alternative investments (private funds not traded on an exchange or held at a custodian).  •  BA/BS degree in Finance or related field.  •  Series 7, 63 or 66 Security Licenses.  •  Highly proficient in investment operations systems, such as portfolio accounting...
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Charles Schwab-Irvine-
FINRA Series 7 license  •  May be obtained with a 120-day condition of employment  •  Active and valid FINRA Series 66 license required  •  May be obtained with a 120-day condition of employment  •  Five or more years of advisory experience, including...
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Chamberlain Group Financial Services-Irvine-
traditional investments (mutual funds, SMAs) as well as alternative investments (private funds not traded on an exchange or held at a custodian).  •  BA/BS degree in Finance or related field.  •  Series 7, 63 or 66 Security Licenses.  •  Highly proficient...
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Charles Schwab-Irvine-
you love, this may be the opportunity for you. What you have Required Qualifications  •  Bachelor’s degree  •  Active FINRA Series 7 license  •  (May be obtained with a 120-day condition of employment for certified and current CFP® designation or CFA...
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Pocketbook Agency-Irvine-
or held at a custodian).  •  BA/BS degree in Finance or related field.  •  Series 7, 63 or 66 Security Licenses.  •  Highly proficient in investment operations systems, such as portfolio accounting (i.e., Addepar, Black Diamond), custodial portals (i.e...
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Irvine-icims.com-
Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits  •  Performance-based earnings and revenue^1:  •  Average advisor annual earnings...
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Signature Estate & Investment Advisors, LLC-Los Angeles, 32 mi from Irvine-
by management. QUALIFICATIONS:  •  Bachelor's Degree (BA) from four-year college or university.  •  Preferred FINRA licenses Series 7 and 66.  •  Computer skills required: Spreadsheet Software (Excel); Order Processing Systems; Word Processing Software (Word...
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RK Partners-Newport Beach, 12 mi from Irvine-talentnest.com-
can focus on activities that get results. Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, the applicant is current and in good standing: CFP, ChFC, PFS, CFA, CIC. Responsibilities  •  Prospecting...
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